Frank Terranova
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Frank Terranova, who also goes by Franco Terranova, Frankie Terranova, was a registered financial professional .
Frank is a previously registered financial professional and started their career in finance in 1995. Frank had worked at 13 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 27, 2015 - May 2, 2018
NEWBRIDGE SECURITIES CORPORATION
July 17, 2014 - May 8, 2015
SANTANDER SECURITIES LLC
November 29, 2007 - June 26, 2014
NEWBRIDGE SECURITIES CORPORATION
May 6, 2002 - December 17, 2007
NATIONAL SECURITIES CORPORATION
June 29, 2000 - May 28, 2002
JOSEPH STEVENS & CO., INC.
January 13, 2000 - June 22, 2000
DRAKE & COMPANY, INC.
July 26, 1999 - November 2, 1999
J.P. TURNER & COMPANY, L.L.C.
December 17, 1998 - March 24, 1999
METROPOLITAN LIFE INSURANCE COMPANY
December 17, 1998 - March 24, 1999
MSI FINANCIAL SERVICES, INC.
January 8, 1997 - June 5, 1998
J.W. BARCLAY & CO., INC.
November 7, 1996 - January 13, 1997
S. D. COHN & CO., INC.
May 2, 1996 - October 17, 1996
INVESTORS ASSOCIATES, INC.
February 27, 1996 - April 4, 1996
LT LAWRENCE & CO., INC.
May 15, 1995 - December 11, 1995
ROYCE INVESTMENT GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NEWBRIDGE SECURITIES CORPORATION
CRD#: 104065 / SEC#: , 8-52538
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NEWBRIDGE FINANCIAL INC. | OWNER | |
| BUDDIE, GIOVINA ANN | FINOP/COO/ TREASURER/PRINCIPAL OPERATIONS OFFICER | 1997691 |
| CASOLARO, THOMAS JOSEPH | CO-CEO & CHAIRMAN | 1812805 |
| CHAMPION, CHAD DANA | SENIOR MANAGING DIRECTOR, HEAD OF INVESTMENT BANKING AND EQUITY CAPITAL MARKETS | 3038162 |
| ROBLES, VICTOR MANUEL | FINOP/CHIEF FINANCIAL OFFICER / PRINCIPAL FINANCIAL OFFICER | 4490918 |
| SPITLER, ROBERT PENDELTON | CO-CEO/FINOP/CHIEF FINANCIAL OFFICER / PRINCIPAL FINANCIAL OFFICER / CCO | 4050312 |
Disclosures
| Regulatory Event | 33 |
| Arbitration | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
