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Anthony Mastroianni Jr

CRD# 2151249·Registered 2004 - 2016
Barred: Anthony Mastroianni JR was barred by the FINRA and is not permitted to conduct business in the covered capacity.

Professional Summary

Anthony Mastroianni JR, who also goes by A Mastroianni Jr, was a registered financial advisor. Anthony was a previously registered financial professional and started their career in finance 2004 - 2016. Anthony had worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

A Mastroianni Jr

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

22 years in the financial services industry

Current & Past Employments

WINDSOR STREET CAPITAL, LP·CRD# 34171
BD
New York, NY
November 22, 2013 - August 17, 2016
ALEXANDER CAPITAL, L.P.·CRD# 40077
BD
Red Bank, NJ
May 14, 2012 - November 22, 2013
J.P. TURNER & COMPANY, L.L.C.·CRD# 43177
BD
Red Bank, NJ
April 21, 2009 - May 15, 2012
NATIONAL SECURITIES CORPORATION·CRD# 7569
BD
Staten Island, NY
May 1, 2008 - May 8, 2009
JOSEPH STEVENS & CO., INC.·CRD# 35459
BD
Old Bridge, NJ
February 26, 2004 - May 2, 2008

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Current Firm

WS
WINDSOR STREET CAPITAL, LP

JANSSEN-MEYERS ASSOCIATES, L.P. | WINDSOR STREET CAPITAL, LP | ROAN/MEYERS ASSOCIATES, L.P. | ROAN-MEYERS ASSOCIATES, LP | MEYERS ASSOCIATES, L.P.

CRD#: 34171 / SEC#: 8-46219
BD
Cancelled by SEC on 02/05/2020

Contact Information

Established

New York since 04/01/1993

Firm Type

Partnership

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
MEYERS SECURITIES CORP.GENERAL PARTNER—

Disclosures

Regulatory Event

37

Arbitration

15

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed May 2004About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Aug 2016About the SIE exam

Series 7 — General Securities Representative Examination

Passed Feb 2004About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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