Anthony Mastroianni
Professional summary
Anthony Mastroianni JR was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Anthony is a previously registered financial professional and started their career in finance in 2004. Prior to being barred, Anthony had worked at 5 firms, which includes WINDSOR STREET CAPITAL LP, ALEXANDER CAPITAL L.P., J.P. TURNER & COMPANY L.L.C., NATIONAL SECURITIES CORPORATION, JOSEPH STEVENS & CO. INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 22, 2013 - August 17, 2016
WINDSOR STREET CAPITAL, LP
May 14, 2012 - November 22, 2013
ALEXANDER CAPITAL, L.P.
April 21, 2009 - May 15, 2012
J.P. TURNER & COMPANY, L.L.C.
May 1, 2008 - May 8, 2009
NATIONAL SECURITIES CORPORATION
February 26, 2004 - May 2, 2008
JOSEPH STEVENS & CO., INC.
State Registrations and Notice Filings
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Exams
Current Firm
WINDSOR STREET CAPITAL, LP
CRD#: 34171 / SEC#: , 8-46219
Contact information
Documents
Disclosures
| Regulatory Event | 37 |
| Arbitration | 15 |
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