Michael T. Bluth
Professional summary
Michael Thomas Bluth, who also goes by Mike Bluth, is a registered financial professional currently at NORTHERN LIGHTS DISTRIBUTORS, LLC located in Elkhorn, Nebraska.
Michael is registered as a RR (Registered Representative) and started their career in finance in 1991. Michael has worked at 10 firms and has passed the Series 65, Series 63, Series 6TO, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael Thomas Bluth's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 14, 2023 - Present
NORTHERN LIGHTS DISTRIBUTORS, LLC
Office #1: 4221 North 203rd Street, Suite 100, Elkhorn, NE 68022June 23, 2008 - September 19, 2022
COREBRIDGE CAPITAL SERVICES, INC.
March 23, 2006 - July 8, 2008
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
October 26, 2004 - March 17, 2006
LORD, ABBETT & CO. LLC
September 27, 2004 - March 17, 2006
LORD ABBETT DISTRIBUTOR LLC
June 25, 2002 - September 7, 2004
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
December 6, 2000 - June 4, 2002
NATIONWIDE INVESTMENT SERVICES CORPORATION
June 30, 2000 - September 6, 2000
ING FUNDS DISTRIBUTOR, INC.
March 7, 2000 - November 17, 2000
DIRECTED SERVICES LLC
February 3, 1999 - February 4, 2000
AVANTAX INVESTMENT SERVICES, INC.
August 8, 1991 - January 3, 1992
CAPITAL BROKERAGE CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/14/2023)
(8/14/2023)
(8/15/2023)
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
NORTHERN LIGHTS DISTRIBUTORS, LLC
CRD#: 126159 / SEC#: , 8-65857
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE ULTIMUS GROUP MIDCO, LLC | SOLE MEMBER | |
| EVANS, GREGORY ASHTON | FINANCIAL OPERATIONS PRINCIPAL | 4850219 |
| GUERETTE, KEVIN | PRESIDENT | 2960114 |
| JAMES, DAVID KENNETH | MANAGER | 6998721 |
| PRESTON, STEPHEN LYNN | CHIEF COMPLIANCE OFFICER/AML OFFICER | 2217795 |
| STRAIT, WILLIAM JOHN | SECRETARY/GENERAL COUNSEL/MANAGER | 6123015 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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Company Information
NORTHERN LIGHTS DISTRIBUTORS, LLC
CRD#: 126159Elkhorn, NE 68022TRUST BUT VERIFY
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