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MB

Michael T. Bluth

ALLIANZ LIFE FINANCIAL SERVICES
Minneapolis, MN 55416
Some features on this profile are disabled
CRD#: 2151054
MB

Professional summary

Michael Thomas Bluth, who also goes by Mike Bluth, is a registered financial professional currently at ALLIANZ LIFE FINANCIAL SERVICES, LLC located in Minneapolis, Minnesota.

Michael is registered as a RR (Registered Representative) and started their career in finance in 1991. Michael has worked at 11 firms and has passed the Series 65, Series 63, Series 6TO, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Mike Bluth

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael Thomas Bluth's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 23, 2026 - Present

ALLIANZ LIFE FINANCIAL SERVICES, LLC

Office #1: 5701 Golden Hills Drive, Minneapolis, MN 55416
BD
CRD#: 612
Minneapolis, MN
Past

August 14, 2023 - April 7, 2026

NORTHERN LIGHTS DISTRIBUTORS, LLC

BD
CRD#: 126159
ELKHORN, NE
Past

June 23, 2008 - September 19, 2022

COREBRIDGE CAPITAL SERVICES, INC.

BD
CRD#: 13158
WOODLAND HILLS, CA
Past

March 23, 2006 - July 8, 2008

JACKSON NATIONAL LIFE DISTRIBUTORS LLC

BD
CRD#: 40178
FRANKLIN, TN
Past

October 26, 2004 - March 17, 2006

LORD, ABBETT & CO. LLC

RIA
CRD#: 110391
JERSEY CITY, NJ
Past

September 27, 2004 - March 17, 2006

LORD ABBETT DISTRIBUTOR LLC

BD
CRD#: 530
JERSEY CITY, NJ
Past

June 25, 2002 - September 7, 2004

JACKSON NATIONAL LIFE DISTRIBUTORS LLC

BD
CRD#: 40178
FRANKLIN, TN
Past

December 6, 2000 - June 4, 2002

NATIONWIDE INVESTMENT SERVICES CORPORATION

BD
CRD#: 7110
COLUMBUS, OH
Past

June 30, 2000 - September 6, 2000

ING FUNDS DISTRIBUTOR, INC.

BD
CRD#: 36461
WILMINGTON, DE
Past

March 7, 2000 - November 17, 2000

DIRECTED SERVICES LLC

BD
CRD#: 21675
WEST CHESTER, PA
Past

February 3, 1999 - February 4, 2000

AVANTAX INVESTMENT SERVICES, INC.

BD
CRD#: 13686
DALLAS, TX
Past

August 8, 1991 - January 3, 1992

CAPITAL BROKERAGE CORPORATION

BD
CRD#: 10465
GLEN ALLEN, VA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(4/24/2026)
RR
Arizona
(5/1/2026)
RR
Arkansas
(4/29/2026)
RR
California
(4/23/2026)
RR
Colorado
(4/27/2026)
RR
Connecticut
(4/24/2026)
RR
Delaware
(4/24/2026)
RR
District of Columbia
(4/24/2026)
RR
Florida
(4/24/2026)
RR
Georgia
(4/24/2026)
RR
Hawaii
(4/24/2026)
RR
Idaho
(4/24/2026)
RR
Illinois
(4/24/2026)
RR
Indiana
(4/23/2026)
RR
Iowa
(4/24/2026)
RR
Kansas
(4/23/2026)
RR
Kentucky
(4/27/2026)
RR
Louisiana
(4/23/2026)
RR
Maine
(4/24/2026)
RR
Massachusetts
(4/24/2026)
RR
Michigan
(4/27/2026)
RR
Minnesota
(4/23/2026)
RR
Mississippi
(4/30/2026)
RR
Missouri
(4/24/2026)
RR
Montana
(5/1/2026)
RR
Nebraska
(4/23/2026)
RR
Nevada
(4/24/2026)
RR
New Jersey
(4/27/2026)
RR
New Mexico
(4/24/2026)
RR
New York
(4/27/2026)
RR
North Carolina
(4/24/2026)
RR
Ohio
(4/23/2026)
RR
Oklahoma
(4/23/2026)
RR
Pennsylvania
(4/27/2026)
RR
Rhode Island
(4/24/2026)
RR
South Carolina
(4/28/2026)
RR
South Dakota
(4/24/2026)
RR
Tennessee
(4/24/2026)
RR
Texas
(4/23/2026)
RR
Utah
(4/24/2026)
RR
Vermont
(4/24/2026)
RR
Virginia
(4/24/2026)
RR
Washington
(4/27/2026)
RR
West Virginia
(4/27/2026)
RR
Wisconsin
(4/23/2026)
RR
Wyoming
(4/24/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 1/10/2005
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 10/19/1998
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 2/2/1999
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 8/6/1991
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 2/17/1999
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

AL
ALLIANZ LIFE FINANCIAL SERVICES, LLC
ALLIANZ LIFE FINANCIAL SERVICES, LLC | USALLIANZ INVESTOR SERVICES, LLC | NALAC FINANCIAL PLANS, LLC | NALAC FINANCIAL PLANS, INC.

CRD#: 612 / SEC#: , 8-13630

BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information

Main Address
5701 Golden Hills Drive, Minneapolis, MN 55416-1297
Mailing Address
P O Box 1117, Minneapolis, MN 55440-1117
Phone number
(763) 765-6500
Established
Minnesota since 11/20/1996
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
ALLIANZ LIFE INSURANCE COMPANY OF NORTH AMERICAOWNER
DIAN, MATTHEW CHRISTOPHERCHIEF COMPLIANCE OFFICER2246088
GAUMOND, WILLIAM EDWARDDIRECTOR5294073
HELMEN, JOHN CURTISASSISTANT VICE PRESIDENT, DISTRIBUTION NATIONAL ACCOUNTS4988276
LORD-KRAHN, KRISTINE MARIECHIEF LEGAL OFFICER4241291
THOMES, ERIC JONCHIEF EXECUTIVE OFFICER4645308
WALTHER, COREY JAYPRESIDENT2398952
WYSOCKI, REBECCAPRINCIPAL OPERATIONS OFFICER6558204
WYSOCKI, REBECCACHIEF FINANCIAL OFFICER6558204
WYSOCKI, REBECCAPRINCIPAL FINANCIAL OFFICER6558204

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ALLIANZ LIFE FINANCIAL SERVICES, LLC

CRD#: 612Minneapolis, MN 55416

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