Michael Odonohue

FOUR POINTS ADVISORS

VALLEY COTTAGE, NY

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CRD#: 2150980

Professional summary

Michael Odonohue is a registered financial advisor currently at FOUR POINTS ADVISORS, LLC located in Valley Cottage, New York and FOUR POINTS CAPITAL PARTNERS LLC located in New York, New York.

Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Michael has worked at 9 firms and has passed the Series 66, Series 63, Series 99TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) FOUR POINTS CAPITAL PARTNERS, NEW YORK, NY; INVESTMENT RELATED; STARTED 2011; 20 HOURS PER WEEK DURING TRADING HOURS, REGISTERED REPRESENTATIVE (2) FOUR POINTS ADVISORS, NEW YORK, NY; INVESTMENT RELATED; STARTED SEPTEMBER 2022; ANTICIPATE 20 HOURS PER WEEK DURING TRADING HOURSINVESTMENT ADVISOR REPRESENTATIVE; INVESTMENT ADVISORY (3) MAUREEN C. DEIGHEN & MICHAEL O'DONOHUE TTEE JERRY T. O'DONOHUE IRREVOCABLE TRUST DTA 5/11/2021, VALLEY COTT, NY; TRUSTEE OF FAMILY TRUST.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Odonohue's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 28, 2022 - Present

FOUR POINTS ADVISORS, LLC

RIA

CRD#: 171720

VALLEY COTTAGE, NY

Current

April 18, 2011 - Present

FOUR POINTS CAPITAL PARTNERS LLC

Office #1: 99 Park Avenue Suite 810, New York, NY 10016

CRD#: 43149

New York, NY

Past

June 22, 2007 - April 18, 2011

WEDBUSH SECURITIES INC.

CRD#: 877

TARRYTOWN, NY

Past

September 25, 2001 - June 25, 2007

BROOKSTREET SECURITIES CORPORATION

CRD#: 14667

WHITE PLAINS, NY

Past

June 20, 2000 - December 31, 2001

EMERSON BENNETT & ASSOCIATES

CRD#: 36171

FT. LAUDERDALE, FL

Past

June 17, 1998 - October 5, 1998

FIN-ATLANTIC SECURITIES, INC.

CRD#: 25523

JUPITER, FL

Past

August 8, 1994 - December 23, 1997

MONROE PARKER SECURITIES, INC.

CRD#: 31204

PURCHASE, NY

Past

January 6, 1993 - August 8, 1994

BILTMORE SECURITIES, INC.

CRD#: 25023

FT. LAUDERDALE, FL

Past

December 16, 1992 - January 7, 1993

STRATTON OAKMONT INC.

CRD#: 18692

LAKE SUCCESS, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FOUR POINTS ADVISORS, LLC

FOUR POINTS ADVISORS, LLC | PANTHER CAPITAL ADVISORY, LLC

CRD#: 171720 / SEC#: 801-118971

RIA

Registered Investment Advisory firm - (6/26/2020 Approved)

New York

Registered Investment Advisory firm - (7/1/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(1/5/2022)

Florida
(1/6/2022)

Idaho
(1/5/2022)

Iowa
(1/5/2022)

Minnesota
(1/5/2022)

Mississippi
(1/5/2022)

New York
(4/18/2011)

IAR

New York
(9/28/2022)

Virginia
(1/6/2022)

Washington
(1/11/2022)

Wisconsin
(1/5/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/3/2021

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 12/28/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/11/1992

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

FOUR POINTS ADVISORS, LLC

FOUR POINTS ADVISORS, LLC | PANTHER CAPITAL ADVISORY, LLC

CRD#: 171720 / SEC#: 801-118971

RIA

Registered Investment Advisory firm - (6/26/2020 Approved)

New York

Registered Investment Advisory firm - (7/1/2020 Terminated)

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Contact information

Main Address

99 Park Avenue Floor 8, New York, NY 10016

Mailing Address

Phone number

(646) 300-6129

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

11.03.2025_ADV PART 2 BROCHURE (11/3/2025)

Regulatory assets under management

Total Number of Accounts	131
AUM (Assets Under Management)	$ 36,999,793

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Michael Odonohue

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Odonohue's CRS (Customer Relationship Summary).

Certified licenses

Experience

FOUR POINTS CAPITAL PARTNERS LLC

WEDBUSH SECURITIES INC.

BROOKSTREET SECURITIES CORPORATION

EMERSON BENNETT & ASSOCIATES

FIN-ATLANTIC SECURITIES, INC.

MONROE PARKER SECURITIES, INC.

BILTMORE SECURITIES, INC.

STRATTON OAKMONT INC.

Primary Firm SEC Registration

FOUR POINTS ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 2/3/2021

Series 63

Date: 12/28/1992

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 12/11/1992

FINRA

Current Firm

FOUR POINTS ADVISORS, LLC

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FOUR POINTS ADVISORS, LLC

TRUST BUT VERIFY

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