Thomas L. Seltzer

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CRD#: 2150880

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Thomas Lee Seltzer, who also goes by Tom Seltzer, was a registered financial professional .

Thomas is a previously registered financial professional and started their career in finance in 1991. Thomas had worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Aliases

Tom Seltzer

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Thomas Seltzer has a separate business as an insurance agent with Seltzer Financial Services, Inc. Thomas Seltzer has been offering Health Insurance, Life Insurance, and Disability Insurance to individuals and businesses since 1989. Approximately 20% of his time is spent on these activities. From time to time, he will offer Clients insurance services from those activities. As an insurance agent, he may receive separate yet typical compensation.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

December 8, 2017 - July 1, 2025

ARROW WEALTH ADVISORS

RIA

CRD#: 290853

SAN ANTONIO, TX

Past

January 20, 2012 - November 30, 2017

U.S. FINANCIAL ADVISORS

RIA

CRD#: 108763

SAN ANTONIO, TX

Past

March 21, 2011 - March 27, 2013

LPL FINANCIAL LLC

RIA

CRD#: 6413

SAN ANTONIO, TX

Past

March 21, 2011 - December 7, 2017

LPL FINANCIAL LLC

CRD#: 6413

SAN ANTONIO, TX

Past

January 16, 2006 - March 22, 2011

SUNSET FINANCIAL SERVICES, INC.

RIA

CRD#: 3538

SAN ANTONIO, TX

Past

August 20, 2002 - March 22, 2011

SUNSET FINANCIAL SERVICES, INC.

CRD#: 3538

SAN ANTONIO, TX

Past

June 30, 2000 - July 31, 2002

MOMENTUM INDEPENDENT NETWORK INC.

CRD#: 17587

DALLAS, TX

Past

July 28, 1999 - June 30, 2000

MML INVESTORS SERVICES, LLC

CRD#: 10409

SPRINGFIELD, MA

Past

August 15, 1995 - July 28, 1999

WOODBURY FINANCIAL SERVICES, INC.

CRD#: 421

OAKDALE, MN

Past

September 25, 1991 - August 15, 1995

NYLIFE SECURITIES LLC

CRD#: 5167

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ARROW WEALTH ADVISORS

ARROW WEALTH ADVISORS | USW-ST, INC. | ARROW WEALTH ADVISORS, INC.

CRD#: 290853 / SEC#: 801-136801

RIA

Registered Investment Advisory firm - (7/22/2026 Approved)

California

Registered Investment Advisory firm - (9/9/2026 Terminated)

Florida

Registered Investment Advisory firm - (8/10/2026 Terminated)

Texas

Registered Investment Advisory firm - (8/10/2026 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

What does exam status mean?

State Security Law Exam

Series 66

Status Unavailable

Passed: 1/13/2006

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Status Unavailable

Passed: 10/2/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Status Unavailable

Passed: 12/7/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Status Unavailable

Passed: 2/18/2000

General Securities Representative Examination

General Industry/Product Exam

Series 6

Status Unavailable

Passed: 9/23/1991

Investment Company Products/Variable Contracts Representative Examination

Current Firm

ARROW WEALTH ADVISORS

ARROW WEALTH ADVISORS | USW-ST, INC. | ARROW WEALTH ADVISORS, INC.

CRD#: 290853 / SEC#: 801-136801

RIA

Registered Investment Advisory firm - (7/22/2026 Approved)

California

Registered Investment Advisory firm - (9/9/2026 Terminated)

Florida

Registered Investment Advisory firm - (8/10/2026 Terminated)

Texas

Registered Investment Advisory firm - (8/10/2026 Terminated)

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Contact information

Main Address

828 Main St Fl 11, Ste 1101, Lynchburg, VA 24504

Mailing Address

Phone number

(210) 541-9967

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A/2B SEC (8/28/2026)

Regulatory assets under management

Total Number of Accounts	516
AUM (Assets Under Management)	$ 121,234,291

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Thomas L. Seltzer

Professional summary

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

U.S. FINANCIAL ADVISORS

LPL FINANCIAL LLC

LPL FINANCIAL LLC

SUNSET FINANCIAL SERVICES, INC.

SUNSET FINANCIAL SERVICES, INC.

MOMENTUM INDEPENDENT NETWORK INC.

MML INVESTORS SERVICES, LLC

WOODBURY FINANCIAL SERVICES, INC.

NYLIFE SECURITIES LLC

Primary Firm SEC Registration

ARROW WEALTH ADVISORS

State Registrations and Notice Filings

Exams

Series 66

Passed: 1/13/2006

Series 63

Passed: 10/2/1991

SIE

Passed: 12/7/2017

Series 7

Passed: 2/18/2000

Series 6

Passed: 9/23/1991

Current Firm

ARROW WEALTH ADVISORS

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ARROW WEALTH ADVISORS

TRUST BUT VERIFY

Contact information

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