Thomas L. Seltzer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas Lee Seltzer, who also goes by Tom Seltzer, was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 1991. Thomas had worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 8, 2017 - July 1, 2025
ARROW WEALTH ADVISORS
January 20, 2012 - November 30, 2017
U.S. FINANCIAL ADVISORS
March 21, 2011 - March 27, 2013
LPL FINANCIAL LLC
March 21, 2011 - December 7, 2017
LPL FINANCIAL LLC
January 16, 2006 - March 22, 2011
SUNSET FINANCIAL SERVICES, INC.
August 20, 2002 - March 22, 2011
SUNSET FINANCIAL SERVICES, INC.
June 30, 2000 - July 31, 2002
MOMENTUM INDEPENDENT NETWORK INC.
July 28, 1999 - June 30, 2000
MML INVESTORS SERVICES, LLC
August 15, 1995 - July 28, 1999
WOODBURY FINANCIAL SERVICES, INC.
September 25, 1991 - August 15, 1995
NYLIFE SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ARROW WEALTH ADVISORS
CRD#: 290853 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 586 |
| AUM (Assets Under Management) | $ 100,149,362 |
Red Flags
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