JT
Joe L. Tackitt
CABOT LODGE SECURITIES LLC
Schaumburg, IL 60173
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CRD#: 2150847
JT
Professional summary
Joe Lydell Tackitt, who also goes by Joe L Tackitt Jr, Joe Lydell Tackitt Jr, is a registered financial professional currently at CABOT LODGE SECURITIES LLC located in Schaumburg, Illinois and WORLD EQUITY GROUP, INC. located in Schaumburg, Illinois.
Joe is registered as a RR (Registered Representative) and started their career in finance in 1991. Joe has worked at 11 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 7, Series 9, Series 10, Series 24 and Series 8 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Joe L Tackitt Jr | Joe Lydell Tackitt Jr
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Joe Lydell Tackitt's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 1, 2022 - Present
CABOT LODGE SECURITIES LLC
Office #1: 425 N Martingale Rd Suite 1220, Schaumburg, IL 60173BD
CRD#: 159712
Schaumburg, IL
Current
November 16, 2023 - Present
WORLD EQUITY GROUP, INC.
Office #1: 425 N Martingale Rd Suite 1220, Schaumburg, IL 60173RIA
BD
CRD#: 29087
Schaumburg, IL
Past
August 2, 2018 - June 2, 2022
PROSPERA FINANCIAL SERVICES, INC.
BD
CRD#: 10740
DALLAS, TX
Past
June 24, 2015 - June 21, 2018
PROVASI CAPITAL PARTNERS LP
BD
CRD#: 119539
DALLAS, TX
Past
June 1, 2009 - June 4, 2015
MORGAN STANLEY
BD
CRD#: 149777
COLUMBUS, OH
Past
August 1, 2001 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
FLORENCE, KY
Past
October 9, 2000 - December 5, 2000
AMERIPRISE ADVISOR SERVICES, INC.
BD
CRD#: 5979
DETROIT, MI
Past
October 7, 1999 - September 27, 2000
BANC ONE SECURITIES CORPORATION
BD
CRD#: 16999
CHICAGO, IL
Past
March 1, 1999 - July 24, 2000
CHASE INVESTMENT SERVICES CORP.
BD
CRD#: 25574
CHICAGO, IL
Past
August 18, 1998 - March 1, 1999
J.P. MORGAN SECURITIES OF TEXAS, INC.
BD
CRD#: 17116
HOUSTON, TX
Past
November 20, 1991 - July 31, 1997
TD AMERITRADE, INC.
BD
CRD#: 7870
OMAHA, NE
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WE
WORLD EQUITY GROUP, INC.
COMPASS ASSET MANAGEMENT | WORLD EQUITY GROUP, INC. | UNITED FINANCIAL GROUP INC. | PRAXIS WEALTH MANAGEMENT | MIDWAY WEALTH PARTNERS | MARTIN JAMES INVESTMENT & TAX MANAGEMENT LLC | INFINITY WEALTH MANAGEMENT, LLC | FOUR POINTS ADVISORY
CRD#: 29087 / SEC#: 801-56328, 8-44088
RIA
Registered Investment Advisory firm - SEC (3/26/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(6/23/2022)
RR
Alaska(6/2/2022)
RR
Arizona(6/14/2022)
RR
Arkansas(6/2/2022)
RR
California(6/1/2022)
RR
Colorado(6/2/2022)
RR
Connecticut(6/1/2022)
RR
Delaware(6/7/2022)
RR
District of Columbia(6/6/2022)
RR
Florida(6/2/2022)
RR
Georgia(6/2/2022)
RR
Hawaii(7/22/2022)
RR
Idaho(6/1/2022)
RR
Illinois(6/6/2022)
RR
Indiana(6/15/2022)
RR
Iowa(6/1/2022)
RR
Kansas(6/2/2022)
RR
Kentucky(6/23/2022)
RR
Louisiana(6/3/2022)
RR
Maine(6/1/2022)
RR
Maryland(6/1/2022)
RR
Massachusetts(7/5/2022)
RR
Michigan(7/26/2022)
RR
Minnesota(6/2/2022)
RR
Mississippi(6/3/2022)
RR
Missouri(7/13/2022)
RR
Montana(6/1/2022)
RR
Nebraska(6/2/2022)
RR
Nevada(6/14/2022)
RR
New Hampshire(6/6/2022)
RR
New Jersey(6/2/2022)
RR
New Mexico(6/2/2022)
RR
New York(6/9/2022)
RR
North Carolina(6/2/2022)
RR
North Dakota(6/6/2022)
RR
Ohio(6/1/2022)
RR
Oklahoma(6/2/2022)
RR
Oregon(6/23/2022)
RR
Pennsylvania(6/2/2022)
RR
Rhode Island(6/10/2022)
RR
South Carolina(6/3/2022)
RR
South Dakota(6/14/2022)
RR
Tennessee(6/2/2022)
RR
Texas(6/2/2022)
RR
Utah(6/2/2022)
RR
Vermont(6/2/2022)
RR
Virginia(6/2/2022)
RR
Washington(6/6/2022)
RR
West Virginia(6/8/2022)
RR
Wisconsin(6/6/2022)
RR
Wyoming(6/9/2022)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 79TO
Date: 6/8/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 8
Date: 3/2/1993
General Securities Sales Supervisor Examination (Options Module & General Module)SRO Registrations
RR
FINRA
Current Firm
WE
WORLD EQUITY GROUP, INC.
COMPASS ASSET MANAGEMENT | WORLD EQUITY GROUP, INC. | UNITED FINANCIAL GROUP INC. | PRAXIS WEALTH MANAGEMENT | MIDWAY WEALTH PARTNERS | MARTIN JAMES INVESTMENT & TAX MANAGEMENT LLC | INFINITY WEALTH MANAGEMENT, LLC | FOUR POINTS ADVISORY
CRD#: 29087 / SEC#: 801-56328, 8-44088
RIA
Registered Investment Advisory firm - SEC (3/26/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
425 N Martingale Road Suite 1220, Schaumburg, IL 60173
Mailing Address
425 N Martingale Road Suite 1200, Schaumburg, IL 60173
Phone number
(847) 342-1700
Established
Illinois since 09/13/1991
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees
170
SEC notice filing (51 States and Territories)
FINRA licenses (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,151 |
| AUM (Assets Under Management) | $ 944,844,374 |
Disclosures
| Regulatory Event | 12 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
WORLD EQUITY GROUP, INC.
CRD#: 29087Schaumburg, IL 60173TRUST BUT VERIFY
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