LS
Leslie J. Straus
BENEVEST & ASSOCIATES
Brookfield, WI 53045
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CRD#: 2150721
LS
Professional summary
Leslie Jean Straus, who also goes by Leslie J Schwab, is a registered financial advisor currently at BENEVEST & ASSOCIATES, INC. located in Brookfield, Wisconsin.
Leslie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. Leslie has worked at 4 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Leslie J Schwab
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)The Benefit Companies Holdings,Inc. Date Incorporated:12/6/1995.Start Date of Relationship:12/6/1995.Not investment related. Description: Holding Company.Title/Position: Vice President. Hours: Less than 5 per/mo. 2)Benefits, Inc. Date Incorporated: 5/21/1982. Start Date of Relationship: 6/6/1988. Not investment related. Description: Insurance. Title/Position: Vice President. Duties: Supervisory/Marketing. Hours: Less than 10 per/mo. 3)BeneTrak, Inc.Date Incorporated: 7/22/1991. Start Date of Relationship: 7/22/1991.Not investment related. Description: Retirement Plan Admin. Title/Position: President.Duties: Supervisory/Marketing. Hours: 40 per/mo.
4)The Benefits Companies of Green Bay. Date Incorporated: 10/10/1991. Start Date of Relationship: 10/10/1991. Not investment related. Description: Insurance. Title/Position: Vice President. Duties: Supervisory/Marketing
Hours: Less than 5 per/mo. 5)BenePAC, Inc.Date Incorporated: 8/18/1992. Start Date of Relationship: 8/18/1992. Not investment related. Description: Insurance. Title/Position: Vice President. Duties: Supervisory/Marketing
Hours: Less than 5 per/mo. 6)BeneVest, Inc.Date Incorporated: 3/16/1994. Start Date of Relationship: 3/16/1994. Yes -Investment Related. Description: Financial Education. Title/Position: Vice President. Duties: Administrative.Hours: 15 per/mo. 7)BenHR, Inc.Date Incorporated: 12/2/1999. Start Date of Relationship: 12/2/1999. Not investment related. Description: HR Consulting. Title/Position: Vice President. Duties: Supervisory/Marketing
Hours:Less than 10 per/mo. 8)BenE-Chex, Inc.Date Incorporated: 4/17/2000. Start Date of Relationship: 4/17/2000. Not investment related. Description: Payroll Services. Title/Position: Vice President. Duties: Supervisory/Marketing.Hours: Less than 10 per/mo. 9)Benefits Shared Services, Inc.Date Incorporated: 5/26/1995. Start Date of Relationship: 5/26/1995. Not investment related. Description: Insurance. Title/Position: Vice President. Duties: Supervisory. Hours: 15 per/mo. 10)BeneTek, Inc.Date Incorporated: 12/6/1995. Start Date of Relationship: 12/6/1995. Not investment related.Description: IT Services.Title/Position: Vice President Duties: Supervisory.Hours: Less than 5 per/mo. 11)SelectONtime, Inc.Date Incorporated: 4/7/2010.Start Date of Relationship: 4/7/2010.Not investment related.Description: Time & Attendance.Title/Position: Vice President Duties: Marketing.Hours: None. 12)Great Lakes PEO, Inc.Date Incorporated: 8/3/2011.Start Date of Relationship: 8/3/2011.Not investment related.Description: Administration Services.Title/Position: Vice President
Duties: Not Active.Hours: None. 13)The Benefit Companies, Inc.Date Incorporated: 3/8/2010.Start Date of Relationship: 3/8/2010.Not investment related.Description: Insurance.Title/Position: Vice President.Duties: Supervisory/Marketing.Hours: 20 per/mo. 14)Affordable Care Act Compliance & Services, Inc.Date Incorporated: 2/21/2013.Start Date of Relationship: 2/21/2013.Not investment related.Description: ACA Compliance.Title/Position: President.Duties: Supervisory/Marketing Hours: 20 per/mo.
CRS (Client Relationship Summary) - RIA
Click below to view Leslie Jean Straus's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 5, 2019 - Present
BENEVEST & ASSOCIATES, INC.
Office #1: 250 N Patrick Blvd, Ste100, Brookfield, WI 53045RIA
CRD#: 299170
Brookfield, WI
Past
April 20, 1993 - June 10, 1994
OGILVIE SECURITY ADVISORS CORPORATION
BD
CRD#: 10105
Past
August 6, 1991 - August 12, 1991
FREDERICK & COMPANY, INC.
BD
CRD#: 333
Past
June 17, 1991 - April 14, 1993
PRINCIPAL SECURITIES, INC.
BD
CRD#: 1137
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Wisconsin(6/5/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Current Firm
B&
BENEVEST & ASSOCIATES, INC.
BENEVEST & ASSOCIATES, INC.
CRD#: 299170 / SEC#:
Wisconsin
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Contact information
Main Address
250 N Patrick Blvd, Ste100, Brookfield, WI 53045
Mailing Address
Phone number
(262) 207-1999
Established
Firm type
Fiscal year end
# of Employees
2
Red Flags
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Company Information
BENEVEST & ASSOCIATES, INC.
CRD#: 299170Brookfield, WI 53045TRUST BUT VERIFY
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