Robert L. Riedel
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Lee Riedel JR, who also goes by Bob Riedel Jr, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1991. Robert had worked at 3 firms and has passed the Series 63 and Series 22 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 5, 1993 - December 3, 1993
MONIES, INC.
February 3, 1992 - June 22, 1992
CAMBRIDGE FINANCIAL CORPORATION
July 17, 1991 - January 6, 1992
VEGA FINANCIAL CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
MONIES, INC.
CRD#: 30369 / SEC#: , 8-44994
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
