John Michael O'brien Iv
Professional Summary
John Michael O'brien IV, who also goes by John Michael Obrien IV, John Michael Iv Obrien, was a registered financial advisor. John was a previously registered financial advisor and started their career in finance 1991 - 2018. John had worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 3, Series 55, Series 7 and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
John Michael Obrien Iv, John Michael Iv Obrien
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Videos & Posts
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
35 years in the financial services industry
Current & Past Employments
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Current Firm
CAPITAL SECURITIES, LLC | LICCAR SECURITIES, LLC | LICCAR SECURITIES & CUSTODIAL SERVICES, LLC | HEDGEACT SECURITIES, LLC | HEDGEACT SECURITIES
Contact Information
Established
Illinois since 05/13/2009Firm Type
Limited Liability CompanyFiscal Year End
DecemberDocuments
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 55 — Limited Representative-Equity Trader Exam
Passed Feb 2007Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Nov 1991About the Series 6 examSimilar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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