Richard F. Kennedy
Professional summary
Richard Francis Kennedy IV, who also goes by Dick Kennedy, is a registered financial professional currently at MULTI-BANK SECURITIES, INC. located in Southfield, Michigan.
Richard is registered as a RR (Registered Representative) and started their career in finance in 1991. Richard has worked at 13 firms and has passed the Series 63, Series 50, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Richard Francis Kennedy IV's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 5, 2019 - Present
MULTI-BANK SECURITIES, INC.
Office #1: 1000 Town Center #2300, Southfield, MI 48075September 21, 2017 - April 26, 2019
PENSERRA SECURITIES, LLC
October 25, 2016 - September 19, 2017
FIRST INTEGRITY CAPITAL PARTNERS CORP.
June 5, 2015 - September 21, 2016
STIFEL, NICOLAUS & COMPANY, INCORPORATED
May 21, 2012 - June 5, 2015
STERNE, AGEE & LEACH, INC.
January 17, 2012 - April 4, 2012
RAYMOND JAMES & ASSOCIATES, INC.
February 5, 2007 - December 21, 2011
TRUIST SECURITIES, INC.
September 2, 1999 - December 12, 2006
RBC CAPITAL MARKETS, LLC
August 14, 1996 - October 17, 1997
NBC CAPITAL MARKETS GROUP, INC.
May 15, 1995 - November 24, 1995
MERIDIAN SECURITIES, INC.
June 21, 1994 - February 3, 1995
MERIDIAN SECURITIES, INC.
May 3, 1993 - May 2, 1994
METROPOLITAN LIFE INSURANCE COMPANY
May 3, 1993 - May 2, 1994
MSI FINANCIAL SERVICES, INC.
May 24, 1991 - August 11, 1992
APS FINANCIAL CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/5/2019)
(10/14/2025)
(6/10/2019)
(6/10/2019)
(12/5/2023)
(1/21/2020)
(4/26/2021)
(6/10/2019)
(1/10/2022)
(6/10/2019)
(6/10/2019)
(7/6/2021)
Exams
FINRA
Current Firm
MULTI-BANK SECURITIES, INC.
CRD#: 22098 / SEC#: , 8-39547
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 4 |
Red Flags
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