Robert P. Whitman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Paul Whitman, who also goes by Rob Whitman, Robert Paul Whitman, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1992. Robert had worked at 10 firms and has passed the Series 63, Series 6TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 11, 2001 - March 27, 2020
FORESTERS FINANCIAL SERVICES, INC.
December 22, 1998 - September 15, 1999
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
January 30, 1996 - October 14, 1998
PRUCO SECURITIES, LLC.
March 8, 1995 - September 26, 1995
PRUDENTIAL MUTUAL FUND DISTRIBUTORS, INC.
October 3, 1994 - December 2, 1994
CINCINNATI ANALYSTS, INC.
July 30, 1993 - May 6, 1994
MARKETING ONE SECURITIES, INC.
May 12, 1993 - July 19, 1993
OSAIC WEALTH, INC.
August 4, 1992 - May 18, 1993
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
August 4, 1992 - May 18, 1993
OSAIC FA, INC.
June 12, 1992 - September 17, 1992
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
June 12, 1992 - September 17, 1992
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 12/22/2022
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
FORESTERS FINANCIAL SERVICES, INC.
CRD#: 305 / SEC#: , 8-13891
Contact information
Documents
Disclosures
| Regulatory Event | 34 |
| Civil Event | 3 |
| Arbitration | 18 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
