Byron D. Vainrib
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Byron David Vainrib, who also goes by Byron Vainrib, was a registered financial professional .
Byron is a previously registered financial professional and started their career in finance in 1991. Byron had worked at 10 firms and has passed the Series 66, Series 63, Series 7TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 21, 2023 - January 21, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
March 13, 2023 - January 21, 2025
FIDELITY BROKERAGE SERVICES LLC
July 11, 2016 - December 22, 2021
PNC WEALTH MANAGEMENT LLC
July 11, 2016 - December 22, 2021
PNC WEALTH MANAGEMENT LLC
January 14, 2003 - June 15, 2016
STRATEGIC ADVISERS LLC
November 3, 2000 - June 13, 2016
FIDELITY BROKERAGE SERVICES LLC
March 20, 1997 - October 9, 2000
PNC BROKERAGE CORP
October 17, 1996 - March 17, 1997
CONSECO SECURITIES, INC.
November 5, 1993 - September 24, 1996
AMSOUTH INVESTMENT SERVICES, INC.
July 8, 1993 - October 29, 1993
AEGON USA SECURITIES INC.
June 17, 1991 - December 14, 1992
IDS LIFE INSURANCE COMPANY
June 17, 1991 - December 14, 1992
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 12/8/2022
General Securities Representative ExaminationCurrent Firm
FIDELITY PERSONAL AND WORKPLACE ADVISORS
CRD#: 288590 / SEC#: 801-112027
Contact information
Documents
Regulatory assets under management
| Total Number of Accounts | 1,991,043 |
| AUM (Assets Under Management) | $ 818,776,100,963 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/22/2024 | ||
| 10/23/2023 | ||
| 01/06/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
