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Paul W. Reardon

INVESTMENT ADVISORY GROUP LLC
HANOVER, MA 02339
Some features on this profile are disabled
CRD#: 2149952
PR

Professional summary

Paul William Reardon, CFP® is a registered financial advisor currently at INVESTMENT ADVISORY GROUP LLC located in Hanover, Massachusetts and CETERA ADVISORS LLC located in Hanover, Massachusetts.

Paul is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1991. Paul has worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul William Reardon's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Experience

Current

March 2, 2004 - Present

INVESTMENT ADVISORY GROUP LLC

Office #1: 51 Mill Street Building D, Suite 101, Hanover, MA 02339
RIA
CRD#: 109445
HANOVER, MA
Current

February 11, 2004 - Present

CETERA ADVISORS LLC

Office #1: 51 Mill Street Building D, Suite 101, Hanover, MA 02339
BD
CRD#: 10299
Hanover, MA
Past

August 12, 1991 - March 1, 2004

IDS LIFE INSURANCE COMPANY

BD
CRD#: 6321
MINNEAPOLIS, MN
Past

August 12, 1991 - March 1, 2004

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IA
INVESTMENT ADVISORY GROUP LLC
INVESTMENT ADVISORY GROUP | MARITIME WEALTH ADVISORS, LLC | MARITIME WEALTH ADVISORS | INVESTMENT ADVISORY GROUP, LLC | INVESTMENT ADVISORY GROUP LLC

CRD#: 109445 / SEC#: 801-56937

RIA
Registered Investment Advisory firm - (12/3/1999 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(3/8/2011)
RR
Colorado
(4/18/2017)
RR
Connecticut
(2/11/2004)
RR
Florida
(2/11/2004)
RR
Massachusetts
(2/11/2004)
IAR
Massachusetts
(3/2/2004)
RR
New Hampshire
(1/2/2009)
RR
North Carolina
(5/10/2016)
RR
Pennsylvania
(2/2/2021)
RR
Rhode Island
(1/2/2014)
RR
Texas
(1/4/2012)
IAR
Texas
(7/10/2014)
RR
Virginia
(2/11/2004)

Exams

State Security Law Exam
RR
Series 63
Date: 8/16/1991
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/9/1991
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

IA
INVESTMENT ADVISORY GROUP LLC
INVESTMENT ADVISORY GROUP | MARITIME WEALTH ADVISORS, LLC | MARITIME WEALTH ADVISORS | INVESTMENT ADVISORY GROUP, LLC | INVESTMENT ADVISORY GROUP LLC

CRD#: 109445 / SEC#: 801-56937

RIA
Registered Investment Advisory firm - (12/3/1999 Approved)
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Contact information

Main Address
1343 Main Street Suite 705-787, Sarasota, FL 34236
Mailing Address
Phone number
(781) 826-1235
Established
Firm type
Fiscal year end
# of Employees
10

SEC notice filing (20 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

IAG DISCLOSURE BROCHURE (2/5/2026)

Regulatory assets under management

Total Number of Accounts3,581
AUM (Assets Under Management)$ 1,217,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

INVESTMENT ADVISORY GROUP LLC

CRD#: 109445Hanover, MA 02339

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Contact information

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