Stephen J. Petrick

BLACKROCK INVESTMENTS

New York, NY 10001

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CRD#: 2149868

Professional summary

Stephen Joseph Petrick, who also goes by Stephen Petrick, is a registered financial professional currently at BLACKROCK INVESTMENTS, LLC located in New York, New York.

Stephen is registered as a RR (Registered Representative) and started their career in finance in 1991. Stephen has worked at 5 firms and has passed the Series 63, SIE, Series 3, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Stephen Petrick

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Stephen Joseph Petrick's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 13, 2016 - Present

BLACKROCK INVESTMENTS, LLC

Office #1: 50 Hudson Yards, New York, NY 10001

CRD#: 38642

New York, NY

Past

January 12, 2006 - April 11, 2016

GOLDMAN SACHS & CO. LLC

CRD#: 361

NEW YORK, NY

Past

January 1, 2005 - January 19, 2006

BNY INVESTMENT CENTER INC.

CRD#: 47683

NEW YORK, NY

Past

October 10, 2001 - December 31, 2002

CREDIT SUISSE SECURITIES (USA) LLC

CRD#: 816

NEW YORK, NY

Past

June 5, 1991 - July 23, 1991

FORESTERS FINANCIAL SERVICES, INC.

CRD#: 305

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New Jersey
(6/11/2020)

New York
(5/13/2016)

Exams

State Security Law Exam

Series 63

Date: 10/12/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 10/18/2001

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 10/9/2001

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 6/4/1991

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

BLACKROCK INVESTMENTS, LLC

BFM ADVISORY, INC. | PROVIDENT ADVISORS, INC. | PROVIDENT ADVISERS, INC. | BLACKROCK INVESTMENTS, LLC | BLACKROCK INVESTMENTS, INC.

CRD#: 38642 / SEC#: , 8-48436

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

50 Hudson Yards, New York, NY 10001

Mailing Address

1 University Square Drive, Princeton, NJ 08540

Phone number

(609) 282-3046

Established

Delaware since 10/21/1994

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Large

# of Employees

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
BLACKROCK FINANCIAL MANAGEMENT, INC	SOLE SHAREHOLDER	107105
DEVICO, JOSEPH GEORGE	MANAGER	2808563
HEROLD, MEREDITH L	MANAGER	4792340
MARCUS, ZACHARY SETH	CHIEF FINANCIAL OFFICER AND FINOP	7040433
MARO, JONATHAN MARTIN	CHIEF EXECUTIVE OFFICER AND MANAGER	6476640
MEADE, CHRISTOPHER JOSEPH	CHIEF LEGAL OFFICER	6728448
ROHE, DOMINIK	MANAGER	3275040
ROSTA, GREGORY MATTHEW	CHIEF COMPLIANCE OFFICER	5193482
RZOMP, CYNTHIA SUEN-WAH	CHIEF OPERATING OFFICER	5221316
VILLACORTA, ROLAND ESTEBAN	MANAGER	2566073

Disclosures

Regulatory Event	2
Arbitration	1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Stephen J. Petrick

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Stephen Joseph Petrick's CRS (Customer Relationship Summary).

Certified licenses

Experience

GOLDMAN SACHS & CO. LLC

BNY INVESTMENT CENTER INC.

CREDIT SUISSE SECURITIES (USA) LLC

FORESTERS FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 10/12/2001

SIE

Date: 10/1/2018

Series 3

Date: 10/18/2001

Series 7

Date: 10/9/2001

Series 6

Date: 6/4/1991

FINRA

Current Firm

BLACKROCK INVESTMENTS, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

BLACKROCK INVESTMENTS, LLC

TRUST BUT VERIFY

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