Dennis J. Doyle
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dennis James Doyle, who also goes by Dennis James Doyle Sr, Dennis Kennedy Doyle III, Dennis Kenndy III, was a registered financial professional .
Dennis is a previously registered financial professional and started their career in finance in 1991. Dennis had worked at 11 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 9, 2008 - March 26, 2009
ALLIED BEACON PARTNERS, INC.
September 9, 2004 - July 20, 2006
MERRIMAC CORPORATE SECURITIES, INC.
March 12, 2004 - August 27, 2004
GUNNALLEN FINANCIAL, INC
June 8, 2001 - February 20, 2004
ALLEN DOUGLAS SECURITIES, INC.
October 16, 1997 - February 28, 2001
LASALLE ST SECURITIES, L.L.C.
April 3, 1996 - October 16, 1997
SAPERSTON FINANCIAL INC.
April 4, 1994 - February 23, 1996
TAJ GLOBAL EQUITIES, INC.
July 6, 1993 - March 15, 1994
FAIRCHILD FINANCIAL GROUP, INC.
August 4, 1992 - March 26, 1993
PARAGON CAPITAL MARKETS, INC.
February 27, 1992 - June 17, 1992
FIRST ASSET MANAGEMENT, INC.
July 12, 1991 - September 9, 1991
CHATFIELD DEAN & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALLIED BEACON PARTNERS, INC.
CRD#: 46227 / SEC#: , 8-51357
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BEACON AQUISITION PARTNERS, INC | SHAREHOLDER | |
| MATHER, ROBERT PHILIP | PRESIDENT, CEO, CCO, CFO AND CORPORATE SECRETARY | 1764918 |
Disclosures
| Regulatory Event | 6 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
