Kevin A. Benjamin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kevin Alan Benjamin was a registered financial professional .
Kevin is a previously registered financial professional and started their career in finance in 1991. Kevin had worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 4, Series 51 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 28, 2017 - November 3, 2020
FIRST HEARTLAND CAPITAL, INC.
October 7, 2015 - December 31, 2016
OSAIC SERVICES, INC.
January 8, 2015 - March 31, 2015
GUARDIAN INVESTOR SERVICES LLC
February 2, 2009 - April 30, 2015
PARK AVENUE SECURITIES LLC
January 29, 2009 - April 30, 2015
PARK AVENUE SECURITIES LLC
April 13, 2007 - January 9, 2009
MML INVESTORS SERVICES, LLC
October 4, 2006 - March 16, 2007
AMERIPRISE FINANCIAL SERVICES, LLC
August 10, 2004 - July 3, 2006
IDS LIFE INSURANCE COMPANY
August 10, 2004 - March 16, 2007
AMERIPRISE FINANCIAL SERVICES, LLC
August 13, 2001 - August 4, 2004
PRINCIPAL SECURITIES, INC.
January 26, 2001 - August 4, 2004
PRINCIPAL SECURITIES, INC.
July 16, 1991 - January 11, 2001
CRI SECURITIES, LLC
June 24, 1991 - December 31, 2000
SECURIAN FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FIRST HEARTLAND CAPITAL, INC.
CRD#: 32460 / SEC#: , 8-46008
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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