Rex C. Whiteside

THE CLARUS GROUP

Houston, TX 77027

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CRD#: 2149756

Professional summary

Rex Clinton Whiteside is a registered financial advisor currently at THE CLARUS GROUP located in Houston, Texas.

Rex is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. Rex has worked at 8 firms and has passed the Series 63, SIE, Series 31, Series 7, Series 4, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) The Clarus Insurance Group, LLC, Non Investment-Related, Same Address, Insurance Firm, Owner and Licensed Insurance Professional, Start Date: 08/2023, 10 HRS/Month, 10 HRS/Month During Trading Hours, Sale of Insurance Products

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rex Clinton Whiteside's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 9, 2020 - Present

THE CLARUS GROUP

Office #1: 520 Post Oak Blvd. Suite 750, Houston, TX 77027

RIA

CRD#: 310163

Houston, TX

Past

October 27, 2020 - June 14, 2023

KINGSWOOD CAPITAL PARTNERS, LLC

CRD#: 288898

Houston, TX

Past

January 2, 2009 - October 2, 2020

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

HOUSTON, TX

Past

July 22, 2005 - January 2, 2009

RAYMOND JAMES FINANCIAL SERVICES, INC.

RIA

CRD#: 6694

HOUSTON, TX

Past

July 22, 2005 - October 2, 2020

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

HOUSTON, TX

Past

July 14, 2000 - July 26, 2005

RAYMOND JAMES & ASSOCIATES, INC.

RIA

CRD#: 705

HOUSTON, TX

Past

July 14, 2000 - July 26, 2005

RAYMOND JAMES & ASSOCIATES, INC.

CRD#: 705

ST. PETERSBURG, FL

Past

June 19, 1997 - July 18, 2000

J.C. BRADFORD & CO.

CRD#: 1287

NEW YORK, NY

Past

September 23, 1992 - July 1, 1997

PRINCIPAL FINANCIAL SECURITIES,INC.

CRD#: 260

DALLAS, TX

Past

July 5, 1991 - October 6, 1992

CHELSEA STREET SECURITIES, INC.

CRD#: 17548

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

THE CLARUS GROUP

CLARUS WEALTH GROUP | THE CLARUS GROUP, INC. | THE CLARUS GROUP

CRD#: 310163 / SEC#: 801-119388

RIA

Registered Investment Advisory firm - (9/2/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(9/9/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 6/5/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 9/30/2002

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 7/2/1991

General Securities Representative Examination

Principal/Supervisory Exam

Series 4

Date: 1/2/2023

Registered Options Principal Examination

Principal/Supervisory Exam

Series 10

Date: 6/15/2001

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 6/15/2001

General Securities Sales Supervisor - Options Module Examination

Current Firm

THE CLARUS GROUP

CLARUS WEALTH GROUP | THE CLARUS GROUP, INC. | THE CLARUS GROUP

CRD#: 310163 / SEC#: 801-119388

RIA

Registered Investment Advisory firm - (9/2/2020 Approved)

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Contact information

Main Address

520 Post Oak Blvd. Suite 750, Houston, TX 77027

Mailing Address

Phone number

(713) 621-3500

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CLARUS WEALTH GROUP DISCLOSURE BROCHURE (10/30/2025)

Regulatory assets under management

Total Number of Accounts	1,807
AUM (Assets Under Management)	$ 877,307,586

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Firm Stability Insights

Rex C. Whiteside

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rex Clinton Whiteside's CRS (Customer Relationship Summary).

Certified licenses

Experience

KINGSWOOD CAPITAL PARTNERS, LLC

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

RAYMOND JAMES & ASSOCIATES, INC.

RAYMOND JAMES & ASSOCIATES, INC.

J.C. BRADFORD & CO.

PRINCIPAL FINANCIAL SECURITIES,INC.

CHELSEA STREET SECURITIES, INC.

Primary Firm SEC Registration

THE CLARUS GROUP

State Registrations and Notice Filings

Exams

Series 63

Date: 6/5/1991

SIE

Date: 10/1/2018

Series 31

Date: 9/30/2002

Series 7

Date: 7/2/1991

Series 4

Date: 1/2/2023

Series 10

Date: 6/15/2001

Series 9

Date: 6/15/2001

Current Firm

THE CLARUS GROUP

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

THE CLARUS GROUP

TRUST BUT VERIFY

Contact information

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