Thomas Arthur Flannery
Professional Summary
Thomas Arthur Flannery, who also goes by Thomas A Flannery, is a registered financial advisor currently at LARRAINVIAL SECURITIES US LLC. Thomas is registered as a RR (Registered Representative) and started their career in finance in 1991. Thomas has worked at 7 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Thomas A Flannery
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
35 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
LARRAINVIAL SECURITIES US LLC
Contact Information
Main Address
El Bosque Norte 0177, Las Condes Santiago 7550100Mailing Address
400 Madison Avenue Suite 5c, New York, NY 10017Phone Number
562 2339-8562Established
Delaware since 11/02/2009Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (52 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(12/13/2019)
(12/4/2019)
(10/14/2025)
(5/14/2018)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 55 — Limited Representative-Equity Trader Exam
Passed Apr 2001SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Thomas Arthur Flannery's CRS (Customer Relationship Summary).
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