Melissa A. Harrison

HARRISON CAPITAL MANAGEMENT

Keswick, VA

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CRD#: 2149617

Professional summary

Melissa Arsenault Harrison, who also goes by Melissa M Arsenault, Melissa Mary Arsenault, Melissa Arsenault, Melissa Mary Harrison, Arsenault Missy Olsson, Melissa Arsenault Olsson, is a registered financial advisor currently at HARRISON CAPITAL MANAGEMENT located in Keswick, Virginia.

Melissa is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. Melissa has worked at 7 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Melissa Arsenault Harrison's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 28, 2004 - Present

HARRISON CAPITAL MANAGEMENT

RIA

CRD#: 130843

Keswick, VA

Past

November 6, 1996 - June 7, 2004

LPL FINANCIAL LLC

RIA

CRD#: 6413

CHARLOTTESVILLE, VA

Past

December 13, 1995 - June 7, 2004

LPL FINANCIAL LLC

CRD#: 6413

FORT MILL, SC

Past

January 23, 1995 - December 15, 1995

SCOTT & STRINGFELLOW, INC.

CRD#: 3309

RICHMOND, VA

Past

September 29, 1994 - February 8, 1995

IFMG SECURITIES, INC.

CRD#: 14416

PURCHASE, NY

Past

August 10, 1992 - June 17, 1994

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

June 10, 1991 - August 28, 1992

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA

CRD#: 680

NEWARK, NJ

Past

June 10, 1991 - August 28, 1992

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Virginia
(6/7/2004)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/10/1993

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/13/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 7/22/1992

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 6/7/1991

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 6/25/1997

General Securities Principal Examination

Current Firm

HARRISON CAPITAL MANAGEMENT

HARRISON CAPITAL MANAGEMENT | HARRISON CAPITAL MANAGEMENT LLC

CRD#: 130843 / SEC#:

Maine

Registered Investment Advisory firm - (12/31/2012 Terminated)

Virginia

Registered Investment Advisory firm - (6/3/2004 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Keswick, VA

Mailing Address

Phone number

(434) 760-2187

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	21
AUM (Assets Under Management)	$ 4,700,326

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Melissa A. Harrison

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Melissa Arsenault Harrison's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

SCOTT & STRINGFELLOW, INC.

IFMG SECURITIES, INC.

PRUDENTIAL EQUITY GROUP, LLC

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA

PRUCO SECURITIES, LLC.

State Registrations and Notice Filings

Exams

Series 65

Date: 3/10/1993

Series 63

Date: 10/13/1992

Series 7

Date: 7/22/1992

Series 6

Date: 6/7/1991

Series 24

Date: 6/25/1997

Current Firm

HARRISON CAPITAL MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

HARRISON CAPITAL MANAGEMENT

TRUST BUT VERIFY

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