Daniel J. Callahan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel Joseph Callahan was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 1991. Daniel had worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 10, 2011 - August 25, 2017
J. W. COLE ADVISORS, INC.
May 31, 2011 - August 25, 2017
J.W. COLE FINANCIAL, INC.
April 1, 2009 - June 1, 2011
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
May 12, 2005 - October 10, 2009
RAYMOND JAMES FINANCIAL SERVICES, INC.
January 28, 2005 - June 1, 2011
RAYMOND JAMES FINANCIAL SERVICES, INC.
March 4, 2004 - January 31, 2005
WADDELL & REED
September 11, 1991 - January 31, 2005
WADDELL & REED
Primary Firm SEC Registration
J. W. COLE ADVISORS, INC.
CRD#: 112294 / SEC#: 801-60722
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
J. W. COLE ADVISORS, INC.
CRD#: 112294 / SEC#: 801-60722
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 29,614 |
| AUM (Assets Under Management) | $ 7,195,237,282 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
