Virginia G. Mclucas
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Virginia Gimbel Mclucas, who also goes by VIrginia M Gimbel, Virginia Morehouse Gimbel, Virginia Gimbel Mclucas, was a registered financial professional .
Virginia is a previously registered financial professional and started their career in finance in 1992. Virginia had worked at 5 firms and has passed the Series 65, Series 66, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 1, 2016 - October 19, 2018
A.G. CAMPBELL ADVISORY, LLC
February 9, 2001 - June 8, 2001
MORGAN STANLEY DW INC.
October 31, 1997 - December 22, 1998
B. RILEY SECURITIES, INC.
October 22, 1996 - October 31, 1997
LEGG MASON WOOD WALKER, INCORPORATED
July 19, 1994 - October 4, 1996
FERRIS, BAKER WATTS, LLC
June 26, 1992 - July 8, 1994
MORGAN STANLEY DW INC.
Primary Firm SEC Registration
A.G. CAMPBELL ADVISORY, LLC
CRD#: 162150 / SEC#: 801-80616
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
A.G. CAMPBELL ADVISORY, LLC
CRD#: 162150 / SEC#: 801-80616
Contact information
SEC notice filing (6 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 67 |
| AUM (Assets Under Management) | $ 345,011,484 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
