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Jerome Louis Fritsche Ii

CRD# 214946·Registered 1972 - 2016
Previously Registered: Being a previously registered professional could mean that Jerome is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Jerome Louis Fritsche II, who also goes by Jerry Fritsche, was a registered financial advisor. Jerome was a previously registered financial advisor and started their career in finance 1972 - 2016. Jerome had worked at 18 firms and has passed the Series 65, Series 63, SIE, Series 1 and Series 8 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Jerry Fritsche

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

54 years in the financial services industry

Current & Past Employments

CIM SECURITIES, LLC·CRD# 120852
BD
Palmer, AK
November 22, 2011 - January 29, 2016
ANGELES CAPITAL GROUP, LLC·CRD# 122016
BD
Lacanada Flintridge, CA
August 2, 2010 - May 23, 2011
RIDGEWAY & CONGER, INC.·CRD# 113055
BD
Colorado Springs, CO
March 4, 2009 - May 3, 2010
RIDGEWAY CONGER ADVISORY SERVICES·CRD# 139372
RIA
Colorado Springs, CO
March 3, 2009 - May 3, 2010
ALEXANDER DUNHAM SECURITIES, INC.·CRD# 23614
BD
Los Angeles, CA
June 19, 2001 - March 16, 2009
TRAVIS MORGAN SECURITIES INC.·CRD# 29088
BD
Dallas, TX
June 30, 2000 - December 31, 2000
CAPBAY FINANCIAL SERVICES·CRD# 32395
BD
Roseville, CA
July 15, 1998 - May 8, 2000
SMITH CULVER INVESTMENTS·CRD# 24007
BD
San Francisco, CA
December 4, 1996 - July 9, 1997
CAPBAY FINANCIAL SERVICES·CRD# 32395
BD
Roseville, CA
January 5, 1996 - May 13, 1996
D.E. FREY & COMPANY, INC.·CRD# 23595
BD
Denver, CO
May 26, 1993 - December 7, 1994
NOMURA SECURITIES INTERNATIONAL, INC.·CRD# 4297
BD
New York, NY
May 28, 1986 - June 4, 1991
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
January 17, 1984 - June 20, 1986
MORGAN STANLEY DW INC.·CRD# 7556
BD
December 2, 1982 - February 3, 1984
BOETTCHER & COMPANY, INC.·CRD# 101
BD
August 13, 1982 - November 23, 1982
DREXEL BURNHAM LAMBERT INCORPORATED·CRD# 7323
BD
April 22, 1980 - July 19, 1982
E. F. HUTTON & COMPANY INC·CRD# 235
BD
September 30, 1975 - April 3, 1980
A. G. EDWARDS & SONS, INC.·CRD# 4
BD
May 8, 1975 - September 30, 1975
B.C. CHRISTOPHER SECURITIES CO.·CRD# 60
BD
May 13, 1974 - June 8, 1975
MEIS & CO INCORPORATED·CRD# 1000001
BD
April 19, 1972 - June 28, 1974

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Current Firm

CS
CIM SECURITIES, LLC

CIM SECURITIES, LLC

CRD#: 120852 / SEC#: 8-65351
BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)

Contact Information

Main Address

Tract B; Asls 77-149, Plat 79-3, Palmer, AK 99645

Mailing Address

Po Box 810, Willow, AK 99688

Phone Number

(732) 966-9244

Established

Colorado since 03/21/2002

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (21 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
CHOICE INVESTMENT MANAGEMENT LLCSHAREHOLDER—
EMERSON, BRYAN TILLERCEO, CCO, FINOP4155238

Disclosures

Regulatory Event

4

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Nov 1993About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jun 1980About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Jan 2016About the SIE exam

Series 1 — Registered Representative Examination

Passed Apr 1972

Series 8 — General Securities Sales Supervisor Examination (Options Module & General Module)

Passed Jun 1987

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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