Samuel F. Wida

STOCK TRADERS

Huntington Beach, CA 92647-3815

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CRD#: 2149348

Professional summary

Samuel Fred Wida, who also goes by Samuel Fried Wida, Samuiel Fried Wida, is a registered financial advisor currently at STOCK TRADERS located in Huntington Beach, California.

Samuel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1991. Samuel has worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Samuel Fried Wida | Samuiel Fried Wida

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

SELF-EMPLOYED CERTIFIED TAX PREPARER - THIS IS NOT A INVESTMENT-RELATED BUSINESS. I DO THIS BUSINESS OUT OF MY HOME AND SPEND ABOUT 20 HOURS PER WEEK IN THIS BUSINESS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Samuel Fred Wida's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Samuel Fred Wida's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 27, 2009 - Present

STOCK TRADERS

Office #1: 16152 Beach Blvd. Suite 271, Huntington Beach, CA 92647-3815Office #2: 16152 Beach Blvd. Suite 271, Huntington Beach, CA 92647-3815

RIA

CRD#: 37711

Huntington Beach, CA

Current

May 22, 2000 - Present

STOCK TRADERS

Office #1: 16152 Beach Blvd. Suite 271, Huntington Beach, CA 92647-3815Office #2: 16152 Beach Blvd. Suite 271, Huntington Beach, CA 92647-3815

RIA

CRD#: 37711

Huntington Beach, CA

Past

July 22, 1998 - May 11, 2000

FAS WEALTH MANAGEMENT SERVICES, INC.

CRD#: 10164

SARASOTA, FL

Past

March 10, 1992 - July 27, 1998

PAULSON INVESTMENT COMPANY LLC

CRD#: 5670

PORTLAND, OR

Past

June 21, 1991 - March 20, 1992

CHATFIELD DEAN & CO., INC.

CRD#: 14714

GREENWOOD VILLAGE, CO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(5/22/2000)

IAR

California
(3/27/2009)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 6/24/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/19/1991

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

STOCK TRADERS

JOSLIN, JEFFREY ALEX | STOCK TRADERS

CRD#: 37711 / SEC#: , 8-47899

California

Registered Investment Advisory firm - SEC (3/27/2009 Approved)

Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

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Contact information

Main Address

16152 Beach Blvd. Suite 271, Huntington Beach, CA 92647

Mailing Address

16152 Beach Blvd. Suite 271, Huntington Beach, CA 92647-3815

Phone number

(714) 375-1788

Established

California since 11/30/1994

Firm type

Sole Proprietorship

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (2 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Direct owners and executive officers

Name	Position	CRD#
JOSLIN, JEFFREY ALEX	SOLE PROP. / CHIEF COMPLIANCE OFFICER	1245475

Regulatory assets under management

Total Number of Accounts	91
AUM (Assets Under Management)	$ 44,354,122

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Samuel F. Wida

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Samuel Fred Wida's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Samuel Fred Wida's CRS (Customer Relationship Summary).

Certified licenses

Experience

STOCK TRADERS

FAS WEALTH MANAGEMENT SERVICES, INC.

PAULSON INVESTMENT COMPANY LLC

CHATFIELD DEAN & CO., INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 6/24/1991

SIE

Date: 10/1/2018

Series 7

Date: 6/19/1991

FINRA

Current Firm

STOCK TRADERS

Contact information

FINRA licenses (2 States and Territories)

Documents

Direct owners and executive officers

Regulatory assets under management

Red Flags

Company Information

STOCK TRADERS

TRUST BUT VERIFY

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