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DZ

Daniel Zomermaand

CRD# 2149176·Registered 1991 - 2020
Previously Registered: Being a previously registered professional could mean that Daniel is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Daniel Zomermaand, who also goes by Daniel Dean Zomermaand, was a registered financial advisor. Daniel was a previously registered financial professional and started their career in finance 1991 - 2020. Daniel had worked at 7 firms and has passed the Series 63, Series 7TO, Series 6TO, SIE, Series 50, Series 7 and Series 6 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Daniel Dean Zomermaand

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

35 years in the financial services industry

Current & Past Employments

PMA SECURITIES, LLC·CRD# 30397
BD
Naperville, IL
August 15, 2017 - June 1, 2020
BROKER DEALER FINANCIAL SERVICES CORP.·CRD# 8073
BD
West Des Moines, IA
December 3, 2014 - December 31, 2016
NORTHLAND SECURITIES, INC.·CRD# 40258
BD
Sioux Center, IA
May 4, 2012 - October 22, 2014
VARIABLE INVESTMENT ASSOCIATES, INC.·CRD# 44412
BD
Tea, SD
May 3, 2010 - June 1, 2010
NORTHLAND SECURITIES, INC.·CRD# 40258
BD
Sioux Center,, IA
September 21, 2005 - April 15, 2008
RUAN SECURITIES CORPORATION·CRD# 16276
BD
Des Moines, IA
March 21, 1997 - September 13, 2005
IMG FINANCIAL SERVICES, INC.·CRD# 10902
BD
September 3, 1994 - May 31, 1996
WADDELL & REED·CRD# 866
BD
Overland Park, KS
June 28, 1991 - August 25, 1992

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Current Firm

PS
PMA SECURITIES, LLC

ENGLISH CONCEPTS, INC. | PMA SECURITIES, LLC | PMA SECURITIES, INC.

CRD#: 30397 / SEC#: 8-44905
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

2135 Citygate Lane 7th Floor, Naperville, IL 60563

Mailing Address

2135 Citygate Lane 7th Floor, Naperville, IL 60563

Phone Number

(630) 657-6400

Established

Illinois since 03/26/2019

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (23 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
PMA ACQUISITION, LLCMEMBER—
KUBITZ, GREGORY ALLEN JRCHIEF EXECUTIVE OFFICER5086051
MARTENS, JONATHAN RAYFINANCIAL AND OPERATIONS PRINCIPAL4593466
RAGUS, LORI ANNGENERAL COUNSEL/CHIEF COMPLIANCE OFFICER/SECRETARY5754738

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 2004About the Series 63 exam

Series 7TO — General Securities Representative Examination

Passed Jan 2024About the Series 7TO exam

Series 6TO — Investment Company Products/Variable Contracts Representative Examination

Passed Jan 2024About the Series 6TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 50 — Municipal Advisor Representative Qualification Exam

Passed Sep 2017About the Series 50 exam

Series 7 — General Securities Representative Examination

Passed Mar 1997About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Jun 1991About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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