Brian C. Mcclive
Professional summary
Brian Craig Mcclive is a registered financial professional currently at M. S. HOWELLS & CO. located in Scottsdale, Arizona.
Brian is registered as a RR (Registered Representative) and started their career in finance in 1991. Brian has worked at 6 firms and has passed the Series 63, Series 57TO, Series 99TO, SIE, Series 3, Series 55, Series 7, Series 9, Series 10, Series 24, Series 8 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Brian Craig Mcclive's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 13, 2006 - Present
M. S. HOWELLS & CO.
Office #1: 23350 N. Pima Rd., Scottsdale, AZ 85255March 23, 2005 - March 6, 2006
ROSENTHAL COLLINS EQUITIES, L.L.C.
January 29, 2004 - October 20, 2004
MAY FINANCIAL CORPORATION
September 25, 2000 - March 4, 2002
SERVICE ASSET MANAGEMENT COMPANY
April 19, 2000 - January 19, 2001
PENSON FINANCIAL SERVICES, INC.
September 9, 1991 - March 15, 2000
AMERIPRISE ADVISOR SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/8/2007)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 55
Date: 7/19/2000
Limited Representative-Equity Trader ExamSeries 8
Date: 6/14/1993
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
Nasdaq Stock Market
Current Firm
M. S. HOWELLS & CO.
CRD#: 104100 / SEC#: , 8-52558
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MARK HOWELLS TRUST, DATED 6/25/1997, MARK HOWELLS TRUSTEE | OWNER | |
| SANTAMARIA, KATRINA PATRICIA | CHIEF EXECUTIVE OFFICER | 3248779 |
| CRITES, MARCY ANN | FINANCIAL AND OPERATIONS PRINCIPAL (FINOP) | 6346298 |
| HOWELLS, MARK STEPHEN | TRUSTEE FOR MARK HOWELLS TRUST DATED 6/25/1997 | 726921 |
| HOWELLS, MARK STEPHEN | EXECUTIVE CHAIRMAN/DIRECTOR | 726921 |
| JORDAN, CHRISTOPHER SHANE | CHIEF COMPLIANCE OFFICER | 2843281 |
| KREIZENBECK, TARA LYNN | CHIEF OPERATING OFFICER | 7141895 |
Red Flags
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