FW
Frederick S. Wright
NOVAPOINT CAPITAL LLC
ATLANTA, GA 30361
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CRD#: 2149113
FW
Professional summary
Frederick Starr Wright IV, who also goes by Fred Wright, Frerderick S. Wright, is a registered financial advisor currently at NOVAPOINT CAPITAL LLC located in Atlanta, Georgia.
Frederick is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. Frederick has worked at 6 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Fred Wright | Frerderick S. Wright
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Frederick Starr Wright IV's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 1, 2019 - Present
NOVAPOINT CAPITAL LLC
Office #1: 1175 Peachtree St Ne Suite 1825, Atlanta, GA 30361RIA
CRD#: 173663
ATLANTA, GA
Past
November 17, 2016 - April 30, 2019
CI BRIGHTWORTH PRIVATE WEALTH
RIA
CRD#: 109569
ATLANTA, GA
Past
March 18, 2003 - July 1, 2016
SMITH & HOWARD WEALTH MANAGEMENT, LLC
RIA
CRD#: 109540
ATLANTA, GA
Past
August 9, 2001 - December 31, 2003
DEMPSEY FINANCIAL NETWORK, INC.
BD
CRD#: 38330
ATLANTA, GA
Past
January 1, 1999 - August 20, 1999
AMERICAN GENERAL SECURITIES INCORPORATED
BD
CRD#: 13626
PHOENIX, AZ
Past
August 19, 1991 - June 4, 1998
WILMINGTON TRUST INVESTMENT MANAGEMENT
BD
CRD#: 19396
ATLANTA, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NC
NOVAPOINT CAPITAL LLC
COBALT ADVISORY NETWORK LLC | NOVAPOINT CAPITAL LLC
CRD#: 173663 / SEC#: 801-116881
RIA
Registered Investment Advisory firm - (7/1/2019 Approved)Colorado
Registered Investment Advisory firm - (12/31/2018 Terminated)Georgia
Registered Investment Advisory firm - (8/23/2019 Terminated)Texas
Registered Investment Advisory firm - (7/25/2019 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Georgia(5/2/2019)
IAR
Texas(5/1/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
NC
NOVAPOINT CAPITAL LLC
COBALT ADVISORY NETWORK LLC | NOVAPOINT CAPITAL LLC
CRD#: 173663 / SEC#: 801-116881
RIA
Registered Investment Advisory firm - (7/1/2019 Approved)Colorado
Registered Investment Advisory firm - (12/31/2018 Terminated)Georgia
Registered Investment Advisory firm - (8/23/2019 Terminated)Texas
Registered Investment Advisory firm - (7/25/2019 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1175 Peachtree St Ne Suite 1825, Atlanta, GA 30361
Mailing Address
Phone number
(404) 445-7885
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (5 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 695 |
| AUM (Assets Under Management) | $ 437,278,227 |
Exempt reporting advisers
Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.
| SEC / JURISDICTION | REPORTING STATUS | EFFECTIVE DATE |
|---|---|---|
| Georgia | ERA - Withdrawn | 3/11/2015 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
