Louis Bosso
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Louis Bosso, who also goes by Louis Jr Bosso, Louis Bosso Jr, was a registered financial professional .
Louis is a previously registered financial professional and started their career in finance in 1991. Louis had worked at 17 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 27, 2020 - November 16, 2021
FARMERS FINANCIAL SOLUTIONS, LLC
March 5, 2019 - August 29, 2019
CITIZENS SECURITIES, INC.
March 5, 2019 - August 29, 2019
CITIZENS SECURITIES, INC.
May 26, 2017 - February 7, 2019
WADDELL & REED
May 25, 2017 - February 7, 2019
WADDELL & REED
December 1, 2006 - June 1, 2017
WELLS FARGO CLEARING SERVICES, LLC
December 1, 2006 - June 1, 2017
WELLS FARGO CLEARING SERVICES, LLC
November 22, 2004 - December 8, 2006
PNC WEALTH MANAGEMENT LLC
June 4, 2004 - December 8, 2006
PNC WEALTH MANAGEMENT LLC
May 1, 2002 - May 24, 2004
WAMU INVESTMENTS, INC.
December 19, 2000 - May 1, 2002
DIME SECURITIES, INC.
June 21, 2000 - October 4, 2000
VIPO SECURITIES
September 28, 1999 - May 18, 2000
MASON HILL & CO., INC.
April 14, 1998 - September 28, 1999
REPUBLIC FINANCIAL SERVICES CORPORATION
May 9, 1996 - April 9, 1998
M&T SECURITIES, INC.
June 13, 1994 - May 3, 1996
CITICORP INVESTMENT SERVICES
September 25, 1992 - June 20, 1994
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
September 25, 1992 - June 20, 1994
EQUITABLE ADVISORS, LLC
April 14, 1992 - September 3, 1992
FIRST ASSET MANAGEMENT, INC.
January 22, 1992 - March 27, 1992
PRUDENTIAL EQUITY GROUP, LLC
November 13, 1991 - January 30, 1992
LEHMAN BROTHERS INC.
October 2, 1991 - October 8, 1991
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FARMERS FINANCIAL SOLUTIONS, LLC
CRD#: 103863 / SEC#: 801-108217, 8-52361
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FFS HOLDING, LLC | MANAGING MEMBER | |
| BORKIN, JOSHUA ALAN | CHIEF FINANCIAL OFFICER | 6536355 |
| DAHM, CHRISTINE | BOARD MEMBER | 8191792 |
| DO, CHAU | SECRETARY | 7865522 |
| HANSON, GUY MEADE | BOARD MEMBER | 7165729 |
| HOHL, DOREN EUGENE | BAORD MEMBER | 1953425 |
| ROBINSON, TARETHA ANN | CHIEF COMPLIANCE OFFICER | 4539081 |
| ROBINSON, TARETHA ANN | DIRECTOR OF OPERATIONS | 4539081 |
| SCHEAR, ZACHARY | PRESIDENT | 5958762 |
| SCOTT, JANICE GALE | BOARD MEMBER | 7909854 |
| WILLOUGHBY, DENITA ANNETTE | BOARD MEMBER | 2368099 |
Disclosures
| Regulatory Event | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
