Scott M. Frost
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Scott Michael Frost, who also goes by Scott Frost, was a registered financial professional .
Scott is a previously registered financial professional and started their career in finance in 1991. Scott had worked at 4 firms and has passed the Series 65, Series 63 and Series 2 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 21, 2008 - October 24, 2019
RAA
September 26, 2006 - March 8, 2007
RAA WEALTH MANAGEMENT, LLC
May 29, 2002 - March 27, 2003
AMERICAN FINANCIAL COUNSELORS LLC
July 24, 1991 - October 2, 2006
RETIREMENT ADVISORS OF AMERICA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 2
Date: 5/17/1991
Non-Member General Securities ExaminationCurrent Firm
RAA
CRD#: 108203 / SEC#: 801-60003
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
