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Scott Michael Frost

CRD# 2148899·Registered 1991 - 2019
Previously Registered: Being a previously registered professional could mean that Scott is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Scott Michael Frost, who also goes by Scott Frost, was a registered financial advisor. Scott was a previously registered financial professional and started their career in finance 1991 - 2019. Scott had worked at 4 firms and has passed the Series 65, Series 63 and Series 2 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Scott Frost

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

35 years in the financial services industry

Current & Past Employments

RAA·CRD# 108203
RIA
Addison, TX
November 21, 2008 - October 24, 2019
RAA WEALTH MANAGEMENT, LLC·CRD# 141526
RIA
Dallas, TX
September 26, 2006 - March 8, 2007
AMERICAN FINANCIAL COUNSELORS LLC·CRD# 108104
RIA
Dallas, TX
May 29, 2002 - March 27, 2003
RETIREMENT ADVISORS OF AMERICA·CRD# 106968
RIA
Dallas, TX
July 24, 1991 - October 2, 2006

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Current Firm

RA
RAA

MW PRITCHARD HUBBLE & HERR, LLC | RETIREMENT ADVISORS OF AMERICA | RAA | PRITCHARD, HUBBLE & HERR, LLC | PHH INVESTMENTS, LTD.

CRD#: 108203 / SEC#: 801-60003

Contact Information

Main Address

15725 N. Dallas Parkway Suite 220, Addison, TX 75001

Documents

Latest Form ADV

Part 2 Brochures

ADV PART 2A DISCLOSURE BROCHURE (3/6/2019)

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed May 1992About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed May 1991About the Series 63 exam

Series 2 — Non-Member General Securities Examination

Passed May 1991

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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