David M. Stastny

WEILD & CO.

Reno, NV

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CRD#: 2148782

Professional summary

David Michael Stastny is a registered financial professional currently at WEILD & CO. located in Reno, Nevada.

David is registered as a RR (Registered Representative) and started their career in finance in 1991. David has worked at 9 firms and has passed the Series 63, Series 82TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view David Michael Stastny's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 5, 2020 - Present

WEILD & CO.

CRD#: 132398

Reno, NV

Past

April 9, 2014 - April 7, 2020

DRESNER INVESTMENT SERVICES, INC.

CRD#: 35145

PALO ALTO, CA

Past

September 22, 2010 - April 4, 2014

B. RILEY WEALTH MANAGEMENT

CRD#: 2543

PALO ALTO, CA

Past

September 18, 2008 - October 7, 2009

HOULIHAN LOKEY ADVISORS, LLC

CRD#: 127835

SAN FRANCISCO, CA

Past

October 31, 2007 - August 8, 2008

PIPER SANDLER & CO.

CRD#: 665

MINNEAPOLIS, MN

Past

December 15, 2000 - December 31, 2001

COMPASS SECURITIES CORPORATION

CRD#: 16168

BRAINTREE, MA

Past

June 20, 1996 - December 3, 1998

SOUNDVIEW TECHNOLOGY CORPORATION

CRD#: 15425

OLD GREENWICH, CT

Past

February 1, 1994 - June 24, 1996

CIBC WORLD MARKETS CORP.

CRD#: 630

NEW YORK, NY

Past

July 8, 1991 - July 17, 1995

ROBERTSON, STEPHENS & COMPANY LLC

CRD#: 7730

SAN FRANCISCO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(3/6/2020)

Nevada
(3/30/2021)

Exams

State Security Law Exam

Series 63

Date: 10/23/2007

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 82TO

Date: 1/2/2023

Limited Representative-Private Securities Offerings

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/3/1991

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 10/19/2011

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

WEILD & CO.

CRD#: 132398 / SEC#: , 8-66593

Broker-Dealer Firm Regulated by FINRA (Denver district office)

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Contact information

Main Address

777 29th Street Suite 402, Boulder, CO 80303

Mailing Address

777 29th Street Suite 402, Boulder, CO 80303

Phone number

(303) 223-9621

Established

New York since 10/22/2007

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
WEILD & CO., INC.	SOLE MEMBER
ONESTO, RICHARD ERNEST	FINOP	2453096
WEILD, DAVID IV	MEMBER, CHAIRMAN AND CEO	1336395
WEILD, DAVID IV	CHIEF COMPLIANCE OFFICER, AML PRINCIPAL	1336395

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

David M. Stastny

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view David Michael Stastny's CRS (Customer Relationship Summary).

Certified licenses

Experience

DRESNER INVESTMENT SERVICES, INC.

B. RILEY WEALTH MANAGEMENT

HOULIHAN LOKEY ADVISORS, LLC

PIPER SANDLER & CO.

COMPASS SECURITIES CORPORATION

SOUNDVIEW TECHNOLOGY CORPORATION

CIBC WORLD MARKETS CORP.

ROBERTSON, STEPHENS & COMPANY LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 10/23/2007

Series 82TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 7/3/1991

Series 24

Date: 10/19/2011

FINRA

Current Firm

WEILD & CO.

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

WEILD & CO.

TRUST BUT VERIFY

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