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Gary Mel Tokatlian

CRD# 2148767·Registered 1991 - 2012
Previously Registered: Being a previously registered professional could mean that Gary is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Gary Mel Tokatlian was a registered financial advisor. Gary was a previously registered financial professional and started their career in finance 1991 - 2012. Gary had worked at 8 firms and has passed the Series 63, Series 55, Series 7, Series 24 and Series 4 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

35 years in the financial services industry

Current & Past Employments

VTRADER PRO, LLC·CRD# 131920
BD
San Francisco, CA
June 12, 2008 - February 23, 2012
E*TRADE SECURITIES LLC·CRD# 29106
BD
Jersey City, NJ
May 8, 2006 - June 26, 2008
ELECTRONIC TRADING GROUP, LLC·CRD# 37453
BD
New York, NY
March 25, 2004 - November 25, 2005
SCHONFELD SECURITIES, LLC·CRD# 23304
BD
Jericho, NY
March 24, 2003 - December 8, 2003
FIS BROKERAGE & SECURITIES SERVICES LLC·CRD# 104162
BD
Geneva, IL
March 3, 2003 - March 24, 2003
RUMSON CAPITAL, LLC·CRD# 33848
BD
Montebello, NY
September 21, 2000 - March 3, 2003
LEXIT CAPITAL, LLC·CRD# 34048
BD
Hoboken, NJ
March 9, 1994 - August 9, 2000
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
Weehawken, NJ
June 5, 1991 - January 8, 1992

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Current Firm

VP
VTRADER PRO, LLC

VTRADER PRO, LLC

CRD#: 131920 / SEC#: 8-66525
BD
Terminated by SEC on 01/20/2013

Contact Information

Established

California since 04/29/2004

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
CSA GROUP, LLCCLASS B MEMBER—
VT BROKERAGE GROUP, LLCCLASS A MEMBER—
ANDERSON, GARY LEECHIEF EXECUTIVE OFFICER1091680
HAGNER, CHARLES PHILIP IIICHIEF COMPLIANCE OFFICER2060754
WHITE BAY SECURITIES USVI, LLCCLASS A MEMBER—

Disclosures

Regulatory Event

12

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jun 1991About the Series 63 exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Jun 2000

Series 7 — General Securities Representative Examination

Passed Jun 1991About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Dec 1993About the Series 24 exam

Series 4 — Registered Options Principal Examination

Passed Oct 1993About the Series 4 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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