Ty E. Boggs

RESOLUTE RETIREMENT CONSULTING

HIGHLANDS RANCH, CO

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CRD#: 2148703

Professional summary

Ty Eric Boggs, who also goes by Ty Erie Boaas, is a registered financial advisor currently at RESOLUTE RETIREMENT CONSULTING located in Highlands Ranch, Colorado.

Ty is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Ty has worked at 8 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ty Erie Boaas

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

During a transition period, Ty Boggs will be licensed through both Founders Financial and Resolute Retirement consulting. Each activity is considered an outside business activity (OBA) from the standpoint of the other firm. From the standpoint of Founders Financial the OBA is: Resolute Retirement Consulting; Investment-related; 9803 Clifton Ct., Highlands Ranch, CO 80126; Investment advisory business; President/Owner; 90 hours / month; 70 hours / month during trading; Financial planning and investment advisory solicitation and service to clients. From the standpoint of Resolute Retirement, the OBA is: Founders Financial: Investment-related; 9803 Clifton Ct., Highlands Ranch, CO 80126; Investment advisory business; Investment Adviser Representative; 90 hours / month; 70 hours / month during trading; Financial planning and investment advisory solicitation and service to clients.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ty Eric Boggs's CRS (Customer Relationship Summary).

MUTUAL SECURITIES, INC.

CRD#: 13092

CAMARILLO, CA

Past

January 1, 2008 - February 12, 2009

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

LITTLETON, CO

Past

September 1, 1995 - January 1, 2008

FIDELITY DISTRIBUTORS COMPANY LLC

CRD#: 17507

WESTLAKE, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(9/27/2024)

IAR

Texas
(5/6/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/2/2009

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/13/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 8/31/1995

Investment Company Products/Variable Contracts Representative Examination

Current Firm

RESOLUTE RETIREMENT CONSULTING

RESOLUTE RETIREMENT CONSULTING | RESOLUTE RETIREMENT CONSULTING, LLC

CRD#: 332279 / SEC#:

Colorado

Registered Investment Advisory firm - (9/27/2024 Approved)

Texas

Registered Investment Advisory firm - (4/16/2025 Conditional Restricted)

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Contact information

Main Address

Highlands Ranch, CO

Mailing Address

Phone number

(303) 325-6514

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	60
AUM (Assets Under Management)	$ 70,111,336

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Ty E. Boggs

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ty Eric Boggs's CRS (Customer Relationship Summary).

Certified licenses

Experience

RESOLUTE RETIREMENT CONSULTING

FOUNDERS FINANCIAL SECURITIES LLC

PORTFOLIO DESIGN SERVICES, LLC

MCMILL CPA AND ADVISORS

STABLE TWO FINANCIAL LLC

MUTUAL SECURITIES, INC.

FIDELITY BROKERAGE SERVICES LLC

FIDELITY DISTRIBUTORS COMPANY LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/2/2009

Series 63

Date: 9/13/1995

Series 6

Date: 8/31/1995

Current Firm

RESOLUTE RETIREMENT CONSULTING

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

RESOLUTE RETIREMENT CONSULTING

TRUST BUT VERIFY

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