Meredith Longwith
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Meredith Longwith, who also goes by Meredith Brown, Meredith Marer, was a registered financial professional .
Meredith is a previously registered financial professional and started their career in finance in 1991. Meredith had worked at 7 firms and has passed the Series 63, Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 9, 2011 - July 12, 2012
E*TRADE SECURITIES LLC
November 2, 2004 - January 5, 2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 14, 2004 - January 5, 2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 7, 1997 - December 23, 1999
TD AMERITRADE, INC.
June 25, 1996 - November 7, 1997
KENNEDY, CABOT & CO.
June 2, 1995 - July 20, 1995
PACIFIC COAST FINANCIAL SECURITIES, INC.
January 19, 1993 - May 31, 1995
KENNEDY, CABOT & CO.
September 4, 1991 - March 10, 1992
DREYFUS BROKERAGE SERVICES, INC.
May 31, 1991 - June 28, 1991
CHELSEA STREET SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
E*TRADE SECURITIES LLC
CRD#: 29106 / SEC#: , 8-44112
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ETCM HOLDINGS, LLC | OWNER | |
| ADRIEN, JACQUES C | CHIEF FINANCIAL OFFICER, FINANCIAL OPERATIONS OFFICER/PRINCIPAL FINANCIAL OFFICER | 2996942 |
| FINN, JED | MANAGER | 5658048 |
| GREANEY, BRIAN JOSEPH | CHIEF OPERATING OFFICER / PRINCIPAL OPERATIONS OFFICER | 3274607 |
| GREGO, JENNIFER A | CHIEF COMPLIANCE OFFICER | 4928947 |
| HENNESSY, MICHAEL S | MANAGER | 1988660 |
| JANOVER, JAMES T | MANAGER | 2818307 |
| TURNER, CHAD EDWARD | PRESIDENT AND CHIEF EXECUTIVE OFFICER,MANAGER | 6009808 |
Disclosures
| Regulatory Event | 93 |
| Arbitration | 139 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
