Kent E. Friedrichsen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kent Eric Friedrichsen was a registered financial professional .
Kent is a previously registered financial professional and started their career in finance in 1991. Kent had worked at 8 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 30, 2021 - January 10, 2023
T3 TRADING GROUP, LLC
May 16, 2017 - January 24, 2020
HOLD BROTHERS CAPITAL LLC
January 14, 2015 - October 28, 2015
HOLD BROTHERS CAPITAL LLC
April 24, 1997 - March 15, 2013
AMERICAN ENTERPRISE INVESTMENT SERVICES INC.
January 17, 1997 - October 25, 1999
AMERICAN EXPRESS SERVICE CORPORATION
July 29, 1994 - March 5, 1997
IDS LIFE INSURANCE COMPANY
July 29, 1994 - March 5, 1997
AMERIPRISE FINANCIAL SERVICES, LLC
June 16, 1992 - September 28, 1993
AMERIPRISE ADVISOR SERVICES, INC.
May 24, 1991 - October 1, 1991
KENNEDY, MATHEWS, LANDIS, HEALY & PECORA, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 1/20/1999
Limited Representative-Equity Trader ExamCurrent Firm
T3 TRADING GROUP, LLC
CRD#: 154431 / SEC#: , 8-68639
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| T3 COMPANIES, LLC | MEMBER/OWNER | |
| LI, XIAOYAN | PRINCIPAL FINANCIAL OFFICER | 4465893 |
| LI, XIAOYAN | PRINCIPAL OPERATIONS OFFICER | 4465893 |
| LI, XIAOYAN | FINOP | 4465893 |
| MARQUIS, GARRET CHRISTIAN | CHEIF EXECUTIVE OFFICER | 3198686 |
| PIKOWSKI, STEVEN | CHIEF COMPLIANCE OFFICER | 1562340 |
| REDLER, SCOTT JASON JR | CHIEF STRATEGIC OFFICER | 2680492 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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