Scott C. Hackney

INDEPENDENT WEALTH MANAGEMENT

TRAVERSE CITY, MI 49684

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CRD#: 2148253

Professional summary

Scott C Hackney, CFP® is a registered financial advisor currently at INDEPENDENT WEALTH MANAGEMENT, LLC located in Traverse City, Michigan.

Scott is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. Scott has worked at 4 firms and has passed the Series 63, Series 7, Series 22, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott C Hackney's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2003

Experience

Current

January 18, 2011 - Present

INDEPENDENT WEALTH MANAGEMENT, LLC

Office #1: 236 1/2 E. Front St Suite 17, Traverse City, MI 49684

RIA

CRD#: 124242

TRAVERSE CITY, MI

Past

March 4, 2010 - December 31, 2010

INDEPENDENT WEALTH MANAGEMENT, LLC

RIA

CRD#: 124242

TRAVERSE CITY, MI

Past

February 8, 1999 - December 31, 2009

NATIONAL PLANNING CORPORATION

RIA

CRD#: 29604

TRAVERSE CITY, MI

Past

February 8, 1999 - May 6, 2010

NATIONAL PLANNING CORPORATION

CRD#: 29604

TRAVERSE CITY, MI

Past

December 4, 1992 - February 8, 1999

OSAIC WEALTH, INC.

CRD#: 23131

SCOTTSDALE, AZ

Past

June 14, 1991 - September 14, 1992

WADDELL & REED

CRD#: 866

OVERLAND PARK, KS

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

INDEPENDENT WEALTH MANAGEMENT, LLC

FISHER, STEPHEN MICHAEL | INDEPENDENT WEALTH MANAGEMENT, LLC

CRD#: 124242 / SEC#: 801-120528

RIA

Registered Investment Advisory firm - (3/16/2021 Approved)

Florida

Registered Investment Advisory firm - (3/18/2021 Terminated)

Michigan

Registered Investment Advisory firm - (3/19/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(6/6/2016)

IAR

Michigan
(1/18/2011)

IAR

Texas
(9/5/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 6/1/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 9/20/1993

General Securities Representative Examination

General Industry/Product Exam

Series 22

Date: 4/4/1992

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 6/1/1991

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 6/26/2006

General Securities Principal Examination

Current Firm

INDEPENDENT WEALTH MANAGEMENT, LLC

FISHER, STEPHEN MICHAEL | INDEPENDENT WEALTH MANAGEMENT, LLC

CRD#: 124242 / SEC#: 801-120528

RIA

Registered Investment Advisory firm - (3/16/2021 Approved)

Florida

Registered Investment Advisory firm - (3/18/2021 Terminated)

Michigan

Registered Investment Advisory firm - (3/19/2021 Terminated)

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Contact information

Main Address

236 1/2 E. Front St, Traverse City, MI 49684

Mailing Address

Phone number

(231) 929-1086

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PT 2BS FISHER, BERGER, HACKNEY (1/29/2025)

INDEPENDENT WEALTH MANAGEMENT, LLC FOR ADV, PART 2A. (1/29/2025)

Regulatory assets under management

Total Number of Accounts	506
AUM (Assets Under Management)	$ 175,368,687

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Scott C. Hackney

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott C Hackney's CRS (Customer Relationship Summary).

Certified licenses

Experience

INDEPENDENT WEALTH MANAGEMENT, LLC

NATIONAL PLANNING CORPORATION

NATIONAL PLANNING CORPORATION

OSAIC WEALTH, INC.

WADDELL & REED

Primary Firm SEC Registration

INDEPENDENT WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 6/1/1991

Series 7

Date: 9/20/1993

Series 22

Date: 4/4/1992

Series 6

Date: 6/1/1991

Series 24

Date: 6/26/2006

Current Firm

INDEPENDENT WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

INDEPENDENT WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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