Scott C Hackney
CFP®Professional Summary
Scott C Hackney, CFP® is a registered financial advisor currently at INDEPENDENT WEALTH MANAGEMENT, LLC located in Traverse City, Michigan. Scott is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. Scott has worked at 4 firms and has passed the Series 63, Series 7, Series 22, Series 6 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
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Disclosures on record.
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Credentials
Years of Experience
35 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
FISHER, STEPHEN MICHAEL | INDEPENDENT WEALTH MANAGEMENT, LLC
Contact Information
Main Address
236 1/2 E. Front St, Traverse City, MI 49684Phone Number
(231) 929-1086# of Employees
3SEC notice filing (3 States and Territories)
Registered to provide investment advisory services in 3 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
510AUM (Assets Under Management)
$203,006,142Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
FISHER, STEPHEN MICHAEL | INDEPENDENT WEALTH MANAGEMENT, LLC
State Registrations and Notice Filings
(6/6/2016)
(1/18/2011)
(9/5/2024)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 22 — Direct Participation Programs Representative Examination
Passed Apr 1992About the Series 22 examSeries 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Jun 1991About the Series 6 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Scott C Hackney's CRS (Customer Relationship Summary).
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