Kenneth Sklover
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kenneth Sklover was a registered financial professional .
Kenneth is a previously registered financial professional and started their career in finance in 1991. Kenneth had worked at 13 firms and has passed the Series 63, Series 99TO, SIE, Series 3, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 26, 2018 - July 1, 2021
SUNRISE BROKERS LLC
January 26, 2018 - May 7, 2024
FMX EXECUTION, LLC
January 23, 2018 - January 26, 2018
SUNRISE BROKERS LLC
January 23, 2018 - January 26, 2018
FMX EXECUTION, LLC
May 18, 2016 - November 18, 2020
BGC FINANCIAL, L.P.
May 18, 2016 - May 7, 2024
GFI SECURITIES LLC
November 19, 2014 - May 6, 2016
TRUMID FINANCIAL LLC
May 30, 2014 - September 4, 2014
JAVELIN SECURITIES, LLC
October 23, 2013 - February 10, 2014
JAVELIN SECURITIES, LLC
March 12, 2007 - May 24, 2013
VCM SECURITIES, LLC.
April 18, 2005 - June 14, 2006
COLLINS STEWART INC.
October 25, 2000 - June 14, 2006
COLLINS STEWART (SECURITIES) INC.
June 28, 1999 - June 14, 2006
TULLETT LIBERTY BROKERAGE INC.
May 14, 1999 - June 14, 2006
TULLETT PREBON FINANCIAL SERVICES LLC
May 20, 1996 - May 28, 1999
BARCLAYS CAPITAL INC.
May 29, 1991 - May 10, 1996
MUFG SECURITIES AMERICAS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
SUNRISE BROKERS LLC
CRD#: 151012 / SEC#: , 8-68325
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SBL SUNRISE BROKERS LIMITED | MEMBER | |
| BGC PARTNERS, L.P. | MANAGING MEMBER | |
| AUBIN, JEAN PIERRE | CHIEF EXECUTIVE OFFICER | 5596046 |
| BISGAY, STEVEN | CHIEF FINANCIAL OFFICER/FINOP/PRINCIPAL FINANCIAL OFFICER | 4424156 |
| IATAURO, KRISTI LYNN | CHIEF OPERATIONS OFFICER/ PRINCIPAL OPERATIONS OFFICER | 4280146 |
| SHIELDS, WILLIAM MICHAEL | CHIEF COMPLIANCE OFFICER & SECRETARY | 2380166 |
Red Flags
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