Valerie A. Ballina
Professional summary
Valerie Ann Ballina, who also goes by Valerie Elkhatib Ballina, Valerie Ann Ballina-elkhatib, Valerie A Ballinaelkhatib, Valerie Ann Ballinaelkhatib, Valerie Ballina Elkhatib, Valerie Elkhatib, is a registered financial professional currently at AMERIVET SECURITIES, INC. located in New York, New York.
Valerie is registered as a RR (Registered Representative) and started their career in finance in 1992. Valerie has worked at 11 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Valerie Ann Ballina's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 20, 2021 - Present
AMERIVET SECURITIES, INC.
Office #1: 1155 Avenue Of The Americas 14th Floor, New York, NY, 10036October 2, 2009 - December 21, 2020
SUSQUEHANNA FINANCIAL GROUP, LLLP
July 3, 2006 - October 1, 2009
TP ICAP GLOBAL MARKETS AMERICAS LLC
March 30, 2005 - July 12, 2006
INTERCAPITAL SECURITIES LLC
November 1, 2004 - April 4, 2005
JEFFERIES LLC
November 17, 2003 - November 1, 2004
BONDS DIRECT SECURITIES LLC
September 3, 2003 - November 13, 2003
INTERCAPITAL SECURITIES LLC
November 1, 2002 - September 3, 2003
TP ICAP GLOBAL MARKETS AMERICAS LLC
December 21, 2001 - November 14, 2002
ZIONS DIRECT, INC.
December 18, 2000 - August 23, 2001
VISIBLE MARKETS, INC.
March 20, 1997 - December 4, 2000
ABN AMRO INCORPORATED
December 10, 1994 - November 2, 1995
SBC WARBURG DILLON READ INC.
May 21, 1992 - September 23, 1994
FINANCIAL SQUARE PARTNERS
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/7/2023)
(10/26/2021)
(10/26/2021)
(10/26/2021)
(6/7/2023)
(6/7/2023)
(10/26/2021)
(10/26/2021)
(3/25/2024)
(6/7/2023)
(6/7/2023)
Exams
FINRA
Current Firm
AMERIVET SECURITIES, INC.
CRD#: 34786 / SEC#: , 8-46478
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 6 |
| Arbitration | 1 |
Red Flags
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