Francisco J. Torrado
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Francisco Jose Torrado, who also goes by Paco Torrado, was a registered financial professional .
Francisco is a previously registered financial professional and started their career in finance in 1991. Francisco had worked at 7 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 12, 2005 - June 25, 2015
FIRST CITIZENS CAPITAL SECURITIES, LLC
October 19, 2004 - April 26, 2005
NEWOAK CAPITAL MARKETS LLC
July 9, 2004 - October 15, 2004
CBA SECURITIES LLC
May 18, 1999 - November 12, 2002
CIBC WORLD MARKETS CORP.
November 3, 1997 - March 27, 1998
CIBC WORLD MARKETS CORP.
July 12, 1996 - November 3, 1997
CIBC WOOD GUNDY SECURITIES CORP.
June 9, 1992 - August 23, 1994
CHARLES SCHWAB & CO., INC.
June 24, 1991 - March 27, 1992
H.J. MEYERS & CO., INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
FIRST CITIZENS CAPITAL SECURITIES, LLC
CRD#: 41504 / SEC#: , 8-49466
Contact information
FINRA licenses (49 States and Territories)
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
