Judith A. Haubrich
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Judith Ann Haubrich, who also goes by Judy Ann Hanson, was a registered financial professional .
Judith is a previously registered financial professional and started their career in finance in 1992. Judith had worked at 7 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 25, 2013 - December 31, 2021
CABOT LODGE SECURITIES LLC
October 3, 2011 - August 5, 2013
ALLIED BEACON PARTNERS, INC.
November 21, 2006 - September 30, 2011
WORKMAN SECURITIES CORPORATION
July 29, 1999 - November 21, 2006
THE LEADERS GROUP, INC.
September 19, 1997 - July 30, 1999
FSC SECURITIES CORPORATION
March 30, 1993 - September 19, 1997
AMERICAN GENERAL EQUITY SERVICES CORPORATION
May 1, 1992 - March 30, 1993
NEW ENGLAND SECURITIES
State Registrations and Notice Filings
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Exams
Current Firm
CABOT LODGE SECURITIES LLC
CRD#: 159712 / SEC#: , 8-69009
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
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