Larry H. Friend
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Larry Haskel Friend, who also goes by Larry Herbert Friend, was a registered financial professional .
Larry is a previously registered financial professional and started their career in finance in 1970. Larry had worked at 4 firms and has passed the Series 1 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 19, 1984 - March 13, 1998
L.H. FRIEND, WEINRESS, FRANKSON & PRESSON, LLC
April 26, 1979 - October 12, 1983
CANTOR FITZGERALD & CO.
November 23, 1970 - May 10, 1978
J.P. MORGAN SECURITIES LLC
July 23, 1970 - June 25, 1976
MONNESS, WILLIAMS & SIDEL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 8/15/1960
Registered Representative ExaminationCurrent Firm
L.H. FRIEND, WEINRESS, FRANKSON & PRESSON, LLC
CRD#: 14152 / SEC#: , 8-34459
Contact information
Documents
Disclosures
| Regulatory Event | 9 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
