John A. Denatale

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CRD#: 2147926

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

John A Denatale Jr., who also goes by John Anthony Denatale Jr, John Denatale, John A Denatale, was a registered financial professional .

John is a previously registered financial professional and started their career in finance in 1991. John had worked at 8 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

John Anthony Denatale Jr | John Denatale | John A Denatale

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

January 22, 2019 - May 17, 2024

TP ICAP GLOBAL MARKETS AMERICAS LLC

CRD#: 2762

HUNTINGTON, NY

Past

November 20, 2017 - January 25, 2019

TULLETT PREBON FINANCIAL SERVICES LLC

CRD#: 28196

New York, NY

Past

January 12, 2015 - November 1, 2017

LPS CAPITAL LLC

CRD#: 155246

NEW YORK, NY

Past

April 1, 2013 - December 24, 2014

TULLETT PREBON FINANCIAL SERVICES LLC

CRD#: 28196

NEW YORK, NY

Past

June 20, 2011 - April 18, 2013

GFI SECURITIES LLC

CRD#: 19982

NEW YORK, NY

Past

July 11, 2008 - March 14, 2011

STANDARD CREDIT SECURITIES INC.

CRD#: 42813

NEW YORK, NY

Past

May 8, 1996 - July 11, 2008

TRADITION SECURITIES AND DERIVATIVES LLC

CRD#: 28269

NEW YORK, NY

Past

August 30, 1993 - April 11, 1996

TULLETT & TOKYO SECURITIES, INC.

CRD#: 19595

NEW YORK, NY

Past

August 28, 1991 - August 19, 1993

CHASE SECURITIES, INC.

CRD#: 10793

NEW YORK, MD

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 1/16/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/26/1991

General Securities Representative Examination

Current Firm

TP ICAP GLOBAL MARKETS AMERICAS LLC

CRD#: 2762 / SEC#: , 8-12726

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

200 Vesey Street 6th Floor, New York, NY 10285

Mailing Address

200 Vesey Street 6th Floor, New York, NY 10285

Phone number

(201) 984-6889

Established

Delaware since 06/30/1998

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Large

# of Employees

FINRA licenses (35 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
ICAP GLOBAL BROKING INC.	SOLE MEMBER
BERNARDO, SHAWN FRANCIS	CEO	2513376
GOULET, STEPHEN PAUL	SENIOR MANAGING DIRECT/GENERAL COUNSEL/SECRETARY	4769810
HALLIGAN, BRIAN J	CHIEF COMPLIANCE OFFICER	5016364
PEZEU, CHRISTIAN JEAN MICHEL	PRINCIPAL FINANCIAL OFFICER	5661987

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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John A. Denatale

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

TULLETT PREBON FINANCIAL SERVICES LLC

LPS CAPITAL LLC

TULLETT PREBON FINANCIAL SERVICES LLC

GFI SECURITIES LLC

STANDARD CREDIT SECURITIES INC.

TRADITION SECURITIES AND DERIVATIVES LLC

TULLETT & TOKYO SECURITIES, INC.

CHASE SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 1/16/1992

SIE

Date: 10/1/2018

Series 7

Date: 8/26/1991

Current Firm

TP ICAP GLOBAL MARKETS AMERICAS LLC

Contact information

FINRA licenses (35 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

TP ICAP GLOBAL MARKETS AMERICAS LLC

TRUST BUT VERIFY

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