DP
David M. Parent
FINANCIAL VISION ADVISORY SERVICES
East Hartford, CT 06108
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CRD#: 2147880
DP
Professional summary
David Mathew Parent is a registered financial advisor currently at FINANCIAL VISION ADVISORY SERVICES, LLC located in East Hartford, Connecticut and OSAIC WEALTH, INC. located in East Hartford, Connecticut.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1991. David has worked at 7 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
DAVID M. PARENT POSITION: Advisor NATURE: Fixed Insurance business INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 11/16/2001 ADDRESS: 111 Founders Plaza, Suite 1202, East Hartford CT 06108, United States DESCRIPTION: Providing fixed insurance products to clients based upon their needs. FINANCIAL VISION ADVISORY SERVICES, LLC POSITION: Owner/Wealth Advisor NATURE: Financial Vision Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 120 START DATE: 05/03/2002 ADDRESS: 111 Founders Plaza, Suite 1202, East Hartford CT 06108, United States DESCRIPTION: Advisory and consulting FINANCIAL VISION, LLC POSITION: owner/advisor NATURE: Financial Vision, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 50 START DATE: 11/16/2001 ADDRESS: 111 Founders Plaza, Suite 1202, East Hartford CT 06108, United States DESCRIPTION: Providing wealth management advice and services DBA - Financial Vision Advisory Services, LLC OSAIC WEALTH, INC. POSITION: Registered Representative NATURE: Securities Broker/Dealer INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 50 START DATE: 06/14/2024. ADDRESS: 111 Founders Plaza, Suite 1202, East Hartford CT 06108, United States 06108. DESCRIPTION: Buy/Sell securities for client accounts.
CRS (Client Relationship Summary) - RIA
Click below to view David Mathew Parent's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 8, 2003 - Present
FINANCIAL VISION ADVISORY SERVICES, LLC
Office #1: 55 Hartland Street Suite 402, East Hartford, CT 06108RIA
CRD#: 120921
East Hartford, CT
Current
June 14, 2024 - Present
OSAIC WEALTH, INC.
Office #1: 55 Hartland St Suite 402, East Hartford, CT 06108RIA
BD
CRD#: 23131
EAST HARTFORD, CT
Past
September 18, 2020 - June 14, 2024
SECURITIES AMERICA, INC.
BD
CRD#: 10205
EAST HARTFORD, CT
Past
April 8, 2003 - December 31, 2003
FINANCIAL VISION ADVISORY SERVICES, LLC
RIA
CRD#: 120921
EAST HARTFORD, CT
Past
January 21, 2000 - September 18, 2020
SECURITIES SERVICE NETWORK, LLC
BD
CRD#: 13318
EAST HARTFORD, CT
Past
July 2, 1999 - January 21, 2000
MAIN STREET MANAGEMENT COMPANY
BD
CRD#: 547
BOSTON, MA
Past
August 16, 1991 - July 8, 1999
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
August 16, 1991 - July 8, 1999
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Colorado(6/14/2024)
IAR
Connecticut(4/8/2003)
RR
Connecticut(6/14/2024)
IAR
Florida(2/23/2024)
RR
Florida(6/14/2024)
RR
Georgia(6/14/2024)
RR
Kentucky(6/14/2024)
RR
Maryland(6/14/2024)
RR
Massachusetts(6/14/2024)
RR
Minnesota(6/14/2024)
RR
New Hampshire(4/9/2025)
RR
New York(6/14/2024)
RR
North Carolina(6/14/2024)
RR
Oregon(6/2/2025)
RR
Pennsylvania(6/14/2024)
RR
Rhode Island(6/14/2024)
RR
South Carolina(6/2/2025)
RR
Tennessee(6/2/2025)
RR
Washington(6/2/2025)
RR
Wisconsin(6/14/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
FV
FINANCIAL VISION ADVISORY SERVICES, LLC
FINANCIAL VISION ADVISORY SERVICES, LLC
CRD#: 120921 / SEC#:
Connecticut
Registered Investment Advisory firm - (4/8/2003 Approved)Florida
Registered Investment Advisory firm - (2/23/2024 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
55 Hartland Street Suite 402, East Hartford, CT 06108
Mailing Address
Phone number
(860) 761-0360
Established
Firm type
Fiscal year end
# of Employees
1
Regulatory assets under management
| Total Number of Accounts | 290 |
| AUM (Assets Under Management) | $ 76,226,610 |
Red Flags
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