Alfred Bernard Brady Iii
Professional Summary
Alfred Bernard Brady III, who also goes by Trey Brady, is a registered financial advisor currently at MBR FINANCIAL located in Houston, Texas. Alfred is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. Alfred has worked at 8 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Trey Brady
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
xxxxx@xxxx.xxx
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
35 years in the financial services industry
Current & Past Employments
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Current Firm
MARGOLIS BRADY RAGHAVAN FINANCIAL, INC. | MBR FINANCIAL
Contact Information
Main Address
2000 West Loop South Suite 1510, Houston, TX 77027Phone Number
(832) 667-8787# of Employees
10SEC notice filing (7 States and Territories)
Registered to provide investment advisory services in 7 US states and territories.
Regulatory Assets Under Management
Total Number of Accounts
1,516AUM (Assets Under Management)
$956,390,510Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
MARGOLIS BRADY RAGHAVAN FINANCIAL, INC. | MBR FINANCIAL
State Registrations and Notice Filings
(7/29/2013)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view Alfred Bernard Brady III's CRS (Customer Relationship Summary).
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