Alfred B. Brady

MBR FINANCIAL

Houston, TX 77027

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CRD#: 2147873

Professional summary

Alfred Bernard Brady III, who also goes by Trey Brady, is a registered financial advisor currently at MBR FINANCIAL located in Houston, Texas.

Alfred is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. Alfred has worked at 8 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Trey Brady

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) MBR FINANCIAL. RIA. INVESTMENT RELATED. PRINCIPAL AND SHAREHOLDER. INSURANCE SALES. FEE BASED ASSET MANAGEMENT, FINANCIAL PLANNING. 160 HRS/MO. 3)REAL ESTATE - FLIPPING HOUSES; NOT INVESTMENT RELATED; 1738 PIEDMONT JACKSON MS; HOME RENOVATION, SALE OR RENTALS; BUYING HOUSES WITH WIFE AND RENOVATING THEM TO SELL OR RENT; 12/2017; 0 HOURS/MONTH; 0 HOURS/MONTH DURING SECURITIES HOURS; SON WILL BE DOING THE WORK

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alfred Bernard Brady III's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 29, 2013 - Present

MBR FINANCIAL

Office #1: 2000 West Loop South Suite 1510, Houston, TX 77027

RIA

CRD#: 168333

Houston, TX

Past

September 27, 2013 - November 2, 2020

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

HOUSTON, TX

Past

March 12, 2010 - October 1, 2013

FSC SECURITIES CORPORATION

RIA

CRD#: 7461

HOUSTON, TX

Past

July 5, 2005 - March 8, 2010

PNC MANAGED ACCOUNT SOLUTIONS, INC.

RIA

CRD#: 110476

HOUSTON, TX

Past

March 31, 2003 - October 1, 2013

FSC SECURITIES CORPORATION

CRD#: 7461

HOUSTON, TX

Past

December 1, 2000 - July 24, 2003

OSAIC WEALTH, INC.

CRD#: 23131

SCOTTSDALE, AZ

Past

May 2, 2000 - December 4, 2000

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

CRD#: 2580

FORT WAYNE, IN

Past

June 1, 1998 - December 4, 2000

OSAIC FA, INC.

CRD#: 3978

FORT WAYNE, IN

Past

July 5, 1991 - June 1, 1998

LINCOLN FINANCIAL DISTRIBUTORS, INC.

CRD#: 145

RADNOR, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MBR FINANCIAL

MARGOLIS BRADY RAGHAVAN FINANCIAL, INC. | MBR FINANCIAL

CRD#: 168333 / SEC#: 801-78364

RIA

Registered Investment Advisory firm - (7/29/2013 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(7/29/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/8/2003

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 7/11/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/2/1991

General Securities Representative Examination

Current Firm

MBR FINANCIAL

MARGOLIS BRADY RAGHAVAN FINANCIAL, INC. | MBR FINANCIAL

CRD#: 168333 / SEC#: 801-78364

RIA

Registered Investment Advisory firm - (7/29/2013 Approved)

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Contact information

Main Address

2000 West Loop South Suite 1510, Houston, TX 77027

Mailing Address

Phone number

(832) 667-8787

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MBR 2A (3/21/2025)

Regulatory assets under management

Total Number of Accounts	1,396
AUM (Assets Under Management)	$ 868,165,834

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Alfred B. Brady

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alfred Bernard Brady III's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

FSC SECURITIES CORPORATION

PNC MANAGED ACCOUNT SOLUTIONS, INC.

FSC SECURITIES CORPORATION

OSAIC WEALTH, INC.

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

OSAIC FA, INC.

LINCOLN FINANCIAL DISTRIBUTORS, INC.

Primary Firm SEC Registration

MBR FINANCIAL

State Registrations and Notice Filings

Exams

Series 66

Date: 8/8/2003

Series 63

Date: 7/11/1991

SIE

Date: 10/1/2018

Series 7

Date: 7/2/1991

Current Firm

MBR FINANCIAL

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MBR FINANCIAL

TRUST BUT VERIFY

Contact information

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