Heath G. Goldstein
Professional summary
Heath Gary Goldstein, who also goes by Heath G. Goldstein, Heath Goldstein, is a registered financial advisor currently at 1ST FINANCIAL INVESTMENT, INC. located in Clark's Summit, Pennsylvania.
Heath is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Heath has worked at 11 firms and has passed the Series 66, Series 63, Series 99TO, SIE, Series 7, Series 11 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Heath Gary Goldstein's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 17, 2016 - Present
1ST FINANCIAL INVESTMENT, INC.
Office #1: 116 North State Street 1st Floor, Clark's Summit, PA 18411-1056May 6, 2025 - August 6, 2025
VESTECH SECURITIES, INC.
June 13, 2016 - July 6, 2023
WESTERN INTERNATIONAL SECURITIES, INC.
June 13, 2016 - July 6, 2023
WESTERN INTERNATIONAL SECURITIES, INC.
March 30, 2015 - May 18, 2016
CALTON & ASSOCIATES, INC.
March 12, 2014 - May 18, 2016
CALTON & ASSOCIATES, INC.
June 3, 2011 - February 14, 2014
KALOS CAPITAL, INC.
March 7, 2011 - July 7, 2011
WFG INVESTMENTS, INC.
October 12, 2004 - March 8, 2011
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.
February 19, 2003 - September 29, 2004
MIDSOUTH CAPITAL, INC.
July 9, 1996 - June 17, 1997
PFS INVESTMENTS INC.
August 28, 1993 - September 21, 1994
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 23, 1993 - August 16, 1993
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(6/10/2022)
(9/7/2021)
(6/14/2018)
(5/17/2016)
(5/18/2022)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 11
Date: 2/18/2003
Assistant Representative-Order Processing Qualification ExamCurrent Firm
1ST FINANCIAL INVESTMENT, INC.
CRD#: 283072 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 27 |
| AUM (Assets Under Management) | $ 782,150 |
Red Flags
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Company Information
1ST FINANCIAL INVESTMENT, INC.
CRD#: 283072Clark's Summit, PA 18411-1056TRUST BUT VERIFY
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