Hrant B. Tosbath
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Hrant Berge Tosbath was a registered financial professional .
Hrant is a previously registered financial professional and started their career in finance in 1991. Hrant had worked at 11 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 7, 2016 - September 10, 2019
HB SECURITIES, LLC
February 2, 2012 - December 31, 2015
FIRST LIBERTIES FINANCIAL
September 15, 2010 - December 31, 2011
PANTHERA SECURITIES LLC
September 17, 2009 - September 30, 2009
GAR WOOD SECURITIES, LLC
February 7, 2008 - May 9, 2008
SCIUS SECURITIES LLC
March 1, 2004 - January 8, 2008
PLANET WEALTH SECURITIES, INC.
January 9, 2004 - December 17, 2004
NEWOAK CAPITAL MARKETS LLC
February 2, 2001 - May 1, 2001
FIRST INTERNATIONAL CAPITAL LTD.
August 7, 2000 - November 30, 2000
MANORHAVEN CAPITAL LLC
January 3, 1995 - May 9, 1996
SBC WARBURG, INC.
June 6, 1991 - January 3, 1995
SBCI SWISS BANK CORPORATION INVESTMENT BANKING INC.
State Registrations and Notice Filings
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Exams
Current Firm
HB SECURITIES, LLC
CRD#: 140356 / SEC#: , 8-67307
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
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