Denise D. Maynard
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Denise Daniel Maynard, who also goes by Karen Denise Daniel, Karen Denise Maynard, was a registered financial professional .
Denise is a previously registered financial professional and started their career in finance in 1991. Denise had worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 4, 2007 - November 7, 2019
CREDIT UNION INVESTMENT SERVICES
September 21, 2007 - November 7, 2019
SECU BROKERAGE SERVICES
September 20, 2007 - October 4, 2007
SECU BROKERAGE SERVICES
August 16, 2007 - September 4, 2007
SECU BROKERAGE SERVICES
November 13, 2006 - September 4, 2007
SECU BROKERAGE SERVICES
July 19, 2004 - April 21, 2006
SECU BROKERAGE SERVICES
May 23, 1991 - August 8, 1991
FORESTERS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CREDIT UNION INVESTMENT SERVICES
CRD#: 144871 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 1 |
| AUM (Assets Under Management) | $ 110,960 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
