Peter Daniel Saganski
Professional Summary
Peter Daniel Saganski, who also goes by Peter D Saganski, is a registered financial advisor currently at BROGAN FINANCIAL located in Knoxville, Tennessee. Peter is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. Peter has worked at 5 firms and has passed the Series 65, Series 63, Series 55 and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Peter D Saganski
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
35 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
BROGAN FINANCIAL | PLANNING CONCEPTS, INC. | BROGAN FINANCIAL, INC.
Contact Information
Main Address
2160 Lakeside Centre Way Suite 102, Knoxville, TN 37922Phone Number
(865) 862-6800# of Employees
31SEC notice filing (8 States and Territories)
Registered to provide investment advisory services in 8 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
2,093AUM (Assets Under Management)
$577,039,484Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
BROGAN FINANCIAL | PLANNING CONCEPTS, INC. | BROGAN FINANCIAL, INC.
State Registrations and Notice Filings
(6/20/2014)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 55 — Limited Representative-Equity Trader Exam
Passed Mar 1999Similar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Peter Daniel Saganski's CRS (Customer Relationship Summary).
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FLAGSHIP HARBOR ADVISORS, LLC