DK
David S. Kimmel
MARSH SECURITIES
NEW YORK, NY 10036
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CRD#: 2147103
DK
David Scott KimmelMARSH SECURITIES
Professional summary
David Scott Kimmel is a registered financial professional currently at MARSH SECURITIES LLC located in New York, New York.
David is registered as a RR (Registered Representative) and started their career in finance in 1991. David has worked at 6 firms and has passed the Series 63, Series 7TO, Series 79TO, SIE, Series 7 and Series 24 exams.
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view David Scott Kimmel's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 1, 2026 - Present
MARSH SECURITIES LLC
Office #1: 1166 Avenue Of The Americas, New York, NY 10036BD
CRD#: 103846
NEW YORK, NY
Past
August 19, 2021 - August 31, 2026
INSURANCE ADVISORY PARTNERS LLC
BD
CRD#: 314295
New York, NY
Past
October 28, 2002 - June 21, 2006
DEUTSCHE BANK SECURITIES INC.
BD
CRD#: 2525
NEW YORK, NY
Past
May 1, 2001 - July 18, 2002
J.P. MORGAN SECURITIES INC.
BD
CRD#: 18718
NEW YORK, NY
Past
July 8, 1995 - May 1, 2001
JPMSI
BD
CRD#: 15733
NEW YORK, NY
Past
August 15, 1991 - January 17, 1995
KIDDER, PEABODY & CO. INCORPORATED
BD
CRD#: 7613
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/1/2026)
RR
Alaska(9/1/2026)
RR
Arizona(9/1/2026)
RR
Arkansas(9/1/2026)
RR
California(9/1/2026)
RR
Colorado(9/1/2026)
RR
Connecticut(9/1/2026)
RR
Delaware(9/1/2026)
RR
District of Columbia(9/1/2026)
RR
Florida(9/1/2026)
RR
Georgia(9/1/2026)
RR
Hawaii(9/1/2026)
RR
Idaho(9/1/2026)
RR
Illinois(9/1/2026)
RR
Indiana(9/1/2026)
RR
Iowa(9/1/2026)
RR
Kansas(9/1/2026)
RR
Kentucky(9/1/2026)
RR
Louisiana(9/1/2026)
RR
Maine(9/1/2026)
RR
Maryland(9/1/2026)
RR
Massachusetts(9/1/2026)
RR
Michigan(9/1/2026)
RR
Minnesota(9/1/2026)
RR
Mississippi(9/1/2026)
RR
Missouri(9/1/2026)
RR
Montana(9/1/2026)
RR
Nebraska(9/1/2026)
RR
Nevada(9/1/2026)
RR
New Hampshire(9/1/2026)
RR
New Jersey(9/1/2026)
RR
New Mexico(9/1/2026)
RR
New York(9/1/2026)
RR
North Carolina(9/1/2026)
RR
North Dakota(9/1/2026)
RR
Ohio(9/1/2026)
RR
Oklahoma(9/1/2026)
RR
Oregon(9/1/2026)
RR
Pennsylvania(9/1/2026)
RR
Puerto Rico(9/1/2026)
RR
Rhode Island(9/1/2026)
RR
South Carolina(9/1/2026)
RR
South Dakota(9/1/2026)
RR
Tennessee(9/1/2026)
RR
Texas(9/1/2026)
RR
Utah(9/1/2026)
RR
Vermont(9/1/2026)
RR
Virginia(9/1/2026)
RR
Washington(9/1/2026)
RR
West Virginia(9/1/2026)
RR
Wisconsin(9/1/2026)
RR
Wyoming(9/1/2026)
Exams
What does exam status mean?
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Passed: 6/4/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 79TO
Passed: 4/30/2021
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
MS
MARSH SECURITIES LLC
MARSH CAPITAL & M&A | MMC SECURITIES LLC | MMC SECURITIES CORP. | MMC SECURITIES CORP | MMA NEW ENGLAND | MMA - BARNEY AND BARNEY | MIIC INSURANCE SERVICES CORP | MERCER H & B EXECUTIVE BENEFITS | MERCER DC ADVISORS; MMA NEW ENGLAND; MERCER H & B EXEC. BENEFITS | MERCER DC ADVISORS | MARSH SECURITIES LLC | MARSH INSURANCE AGENCY & INVESTMENTS CORP | MARSH INSURANCE & INVESTMENTS CORPORATION | MARSH INSURANCE & INVESTMENTS CORP.
CRD#: 103846 / SEC#: 801-60515, 8-52349
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
1166 Avenue Of The Americas 31st Floor, New York, NY 10036
Mailing Address
1166 Avenue Of The Americas, New York, NY 10036
Phone number
(212) 345-5000
Established
Delaware since 04/01/2003
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MARSH INSURANCE & INVESTMENTS LLC | SOLE MEMBER | |
| BLACKMORE, KIMBERLY LYNN | FINOP PRINCIPAL, CHIEF FINANCIAL OFFICER, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER, DIRECTOR AND TREASURER | 2219307 |
| KEANE, DARREN PETER | DEPUTY CCO, DIRECTOR | 6900143 |
| KUMAR, SHIV | CEO AND DIRECTOR | 3165711 |
| MA, JOHN SUNG | PRINCIPAL OPERATIONS OFFICER | 5858075 |
| WEINSTOCK, JUDITH ANN | CCO, DIRECTOR AND SECRETARY | 8096565 |
Red Flags
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