Thomas M. Ibsen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas Mark Ibsen, who also goes by Thomas M Ibsen, was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 1991. Thomas had worked at 10 firms and has passed the Series 63, Series 65, Series 52TO, SIE, Series 7, Series 6, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 19, 2024 - February 20, 2026
STRONGHAVEN CAPITAL LLC
April 6, 2020 - July 9, 2025
THE WEALTH CONSULTING GROUP
April 3, 2020 - April 3, 2020
LPL FINANCIAL LLC
April 3, 2020 - March 26, 2024
LPL FINANCIAL LLC
March 25, 2017 - April 8, 2020
MML INVESTORS SERVICES, LLC
March 25, 2017 - April 8, 2020
MML INVESTORS SERVICES, LLC
January 2, 2015 - March 25, 2017
MSI FINANCIAL SERVICES, INC.
September 3, 2013 - March 25, 2017
MSI FINANCIAL SERVICES, INC.
November 20, 2012 - January 2, 2015
NEW ENGLAND SECURITIES
August 10, 2011 - January 2, 2015
NEW ENGLAND SECURITIES
March 9, 2010 - August 5, 2011
PARK AVENUE SECURITIES LLC
March 5, 2010 - August 5, 2011
PARK AVENUE SECURITIES LLC
February 16, 2000 - March 3, 2010
EQUITABLE ADVISORS, LLC
February 10, 1992 - January 5, 2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
February 10, 1992 - March 3, 2010
EQUITABLE ADVISORS, LLC
May 28, 1991 - July 16, 1991
WOODBURY FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationCurrent Firm
STRONGHAVEN CAPITAL LLC
CRD#: 331659 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 68 |
| AUM (Assets Under Management) | $ 17,853,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
