AG
Alan A. Gildenberg
SCULATI WEALTH MANAGEMENT
Bloomfield Hills, MI 48301
Some features on this profile are disabled
CRD#: 2146822
AG
Professional summary
Alan Ashley Gildenberg is a registered financial advisor currently at SCULATI WEALTH MANAGEMENT, LLC located in Bloomfield Hills, Michigan.
Alan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. Alan has worked at 8 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. MESSAGE BLOCKS, LLC; 330 E LIBERTY ST., STE. 3F ANN ARBOR MI 48104; NOT INVESTMENT RELATED, EVENT PLANNER COMPANY; ADVISER; AFFILIATION STARTED 02/20/2015; 0 HOURS PER WEEK; ADVISING
2. WINFIRE CAPITAL, LLC; 35046 WOODWARD AVE., BIRMINGHAM MI 48009; INVESTMENT RELATED; ADVISER; REAL ESTATE DEVELOPMENT & MANAGEMENT; AFFILIATION STARTED 06/01/2017; 1 HOURS PER MONTH; REVIEW REAL ESTATE DEALS
3. Metis Sports Management, LLC; 132 N. Old Woodward Ave., Ste 2. Birmingham, MI 48009; NOT INVESTMENT RELATED; PARTNER; AGENTS FOR PROFESSIONAL ATHLETES; AFFILIATION STARTED 02/01/2018; 1 HOURS PER WEEK; BUSINESS STRATEGY & MANAGEMENT
4. AMERICAN STANDARD ROOFING, LLC; 29231 NORTHWESTERN HIGHWAY., SOUTHFIELD 48034; NOT INVESTMENT RELATED; PARTNER; ROOFING COMPANY; AFFILIATION STARTED 2/1/2019; 10 HOURS PER WEEK; BUSINESS STRATEGY & MANAGEMENT
CRS (Client Relationship Summary) - RIA
Click below to view Alan Ashley Gildenberg's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 12, 2018 - Present
SCULATI WEALTH MANAGEMENT, LLC
Office #1: 7457 Franklin Road, Suite 222, Bloomfield Hills, MI 48301RIA
CRD#: 158783
Bloomfield Hills, MI
Past
November 20, 2017 - January 26, 2018
SCULATI WEALTH MANAGEMENT, LLC
RIA
CRD#: 158783
BLOOMFIELD HILLS, MI
Past
February 7, 2013 - September 21, 2016
STIFEL, NICOLAUS & COMPANY, INCORPORATED
RIA
CRD#: 793
ANN ARBOR, MI
Past
February 5, 2013 - September 21, 2016
STIFEL, NICOLAUS & COMPANY, INCORPORATED
BD
CRD#: 793
ANN ARBOR, MI
Past
September 5, 2007 - August 21, 2013
FALCON GLOBAL PARTNERS, LLC
RIA
CRD#: 144907
WEST HOLLYWOOD, CA
Past
June 18, 2001 - March 8, 2007
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
WEST BLOOMFIELD, MI
Past
January 26, 2001 - March 8, 2007
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
WEST BLOOMFIELD, MI
Past
January 16, 1998 - March 5, 2001
ROBERT W. BAIRD & CO. INCORPORATED
BD
CRD#: 8158
MILWAUKEE, WI
Past
August 9, 1995 - January 2, 1998
FIRST OF MICHIGAN CORPORATION
BD
CRD#: 311
DETROIT, MI
Past
March 12, 1993 - August 13, 1995
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
WEEHAWKEN, NJ
Past
December 15, 1992 - March 1, 1993
RODECKER & COMPANY, INVESTMENT BROKERS, INC.
BD
CRD#: 7283
SOUTHFIELD, MI
Past
November 1, 1991 - December 21, 1992
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
WEEHAWKEN, NJ
Past
June 6, 1991 - October 17, 1991
RODECKER & COMPANY, INVESTMENT BROKERS, INC.
BD
CRD#: 7283
SOUTHFIELD, MI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SW
SCULATI WEALTH MANAGEMENT, LLC
LONE PINE WEALTH MANAGEMENT, LLC | SCULATI, DAVID JOHN | SCULATI WEALTH MANAGEMENT, LLC | LONE PINE WEALTH MANAGMENT, LLC
CRD#: 158783 / SEC#: 801-112320
RIA
Registered Investment Advisory firm - (1/22/2018 Approved)California
Registered Investment Advisory firm - (2/22/2018 Terminated)Louisiana
Registered Investment Advisory firm - (1/23/2018 Terminated)Michigan
Registered Investment Advisory firm - (1/26/2018 Terminated)Ohio
Registered Investment Advisory firm - (1/29/2018 Terminated)Texas
Registered Investment Advisory firm - (1/23/2018 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(6/8/2018)
IAR
Michigan(4/12/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
SW
SCULATI WEALTH MANAGEMENT, LLC
LONE PINE WEALTH MANAGEMENT, LLC | SCULATI, DAVID JOHN | SCULATI WEALTH MANAGEMENT, LLC | LONE PINE WEALTH MANAGMENT, LLC
CRD#: 158783 / SEC#: 801-112320
RIA
Registered Investment Advisory firm - (1/22/2018 Approved)California
Registered Investment Advisory firm - (2/22/2018 Terminated)Louisiana
Registered Investment Advisory firm - (1/23/2018 Terminated)Michigan
Registered Investment Advisory firm - (1/26/2018 Terminated)Ohio
Registered Investment Advisory firm - (1/29/2018 Terminated)Texas
Registered Investment Advisory firm - (1/23/2018 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
7457 Franklin Road, Suite 222, Bloomfield Hills, MI 48301
Mailing Address
Phone number
(248) 325-9947
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (9 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 962 |
| AUM (Assets Under Management) | $ 347,231,078 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
